Yanni M. Niebuhr
KESTRA ADVISORY SERVICES
TIMONIUM, MD 21093
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CRD#: 5940240
Professional summary
Yanni M Niebuhr, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Timonium, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Timonium, Maryland.
Yanni is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Yanni has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: LET'S GO Boys and Girls, Inc Investment Related: No Address: 19 Harness Creek View Court Annapolis MD 21403 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board member Start Date: 2/22/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Board member duties and obligations Bus Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/22/2015 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment Advisor Representative Bus Name: BFG FINANCIAL ADVISORS POSITION: Chief Investment Officer NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/01/2018 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093 DESCRIPTION: Financial Advisor in charge of portfolio construction for clients of the firm. Bus Name: BFG ESTATE & TAX SERVICES POSITION: Intermediary NATURE: Estate document drafting INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 16 Greenmeadow Dr, Suite 201, Timonium MD 21093, United States DESCRIPTION: We will send the client a link to their portal for them to enter their information and answer questions regarding estate drafting services. Once complete the client will receive their estate documents and instructions to notarize. We will keep them in our contact management system for marketing outreach efforts. We will provide the tools, but not render advice unless they engage in a financial planning relationship which will be through Kestra Advisory Services. Bus Name: BROTMAN FINANCIAL GROUP, INC POSITION: Owner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 09/01/2011 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093, United States DESCRIPTION: All activities related to business ownership.
CRS (Client Relationship Summary) - RIA
Click below to view Yanni M Niebuhr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
April 22, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 16 Greenmeadow Drive Suite 201, Timonium, MD 21093RIA
CRD#: 283330
TIMONIUM, MD
Current
June 6, 2012 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 16 Greenmeadow Drive Suite 201, Timonium, MD 21093BD
CRD#: 42046
Timonium, MD
Past
June 9, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/5/2021)
RR
Arizona(12/12/2018)
RR
Arkansas(5/2/2019)
RR
California(12/12/2018)
RR
Colorado(8/29/2019)
RR
Connecticut(4/4/2019)
RR
Delaware(12/12/2018)
RR
District of Columbia(12/12/2018)
RR
Florida(12/12/2018)
RR
Georgia(3/4/2019)
RR
Hawaii(6/13/2025)
RR
Illinois(1/4/2019)
RR
Kansas(8/29/2019)
RR
Kentucky(5/7/2019)
RR
Louisiana(8/17/2021)
RR
Maine(12/12/2018)
RR
Maryland(6/6/2012)
IAR
Maryland(4/22/2016)
RR
Massachusetts(12/20/2018)
RR
Mississippi(8/29/2019)
RR
Missouri(11/5/2021)
RR
Nevada(9/5/2019)
RR
New Jersey(12/12/2018)
RR
New York(12/12/2018)
RR
North Carolina(12/12/2018)
RR
Ohio(1/24/2019)
RR
Oregon(6/13/2019)
RR
Pennsylvania(12/12/2018)
RR
Rhode Island(11/1/2021)
RR
South Carolina(12/12/2018)
RR
Tennessee(4/1/2021)
RR
Texas(12/12/2018)
IAR
Texas(9/5/2025)
RR
Vermont(2/17/2022)
RR
Virginia(12/12/2018)
RR
Washington(12/17/2018)
RR
West Virginia(12/12/2018)
RR
Wisconsin(11/5/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
