Jeffrey A. Keating
Professional summary
Jeffrey Andrew Keating is a registered financial professional currently at ICE BONDS SECURITIES CORPORATION located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2012. Jeffrey has worked at 2 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Andrew Keating's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2024 - Present
ICE BONDS SECURITIES CORPORATION
Office #1: 1345 Avenue Of The Americas 8th Floor, New York, NY 10105December 11, 2012 - September 4, 2024
FIRST BROKERS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(9/25/2024)
(9/25/2024)
(9/25/2024)
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(9/25/2024)
Exams
Series 52TO
Date: 3/4/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
ICE BONDS SECURITIES CORPORATION
CRD#: 123635 / SEC#: , 8-65601
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDITTRADE INC. | SHAREHOLDER | |
| BORSTELMANN, PETER L | PRESIDENT/DIRECTOR | 4825965 |
| EILEN, JEFFREY PHILIP | CHIEF COMPLIANCE OFFICER | 6149705 |
| FICARRA, THOMAS JOSEPH | DIRECTOR | 5502295 |
| LANSING, RYAN WILLIAM | DIRECTOR | 5408916 |
| MCKISSICK, JOHN JOSEPH | PRINCIPAL OPERATIONS OFFICER | 4939416 |
| THOMASSON, SEAN JOSEPH | FINANCIAL PRINCIPAL | 5124423 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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