Katherine S. Wallace
Professional summary
Katherine Shintay Wallace, who also goes by Katherine Battle Shintay, Katherine Wallace, is a registered financial professional currently at PJT PARTNERS LP located in New York, New York.
Katherine is registered as a RR (Registered Representative) and started their career in finance in 2012. Katherine has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Katherine Shintay Wallace's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2018 - Present
PJT PARTNERS LP
Office #1: 280 Park Avenue, New York, NY 10017January 21, 2016 - June 3, 2016
MORGAN STANLEY
August 10, 2012 - January 21, 2016
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2019)
Exams
FINRA
Current Firm
PJT PARTNERS LP
CRD#: 171058 / SEC#: , 8-69442
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PJT PARTNERS HOLDING LP | LIMITED PARTNER | |
| FLANAGAN, TARA ELIZABETH | CHIEF COMPLIANCE OFFICER | 2540823 |
| KALRA, ARUN JAMES | FINOP | 6570441 |
| LEE, JIYEUN | MANAGING PARTNER/DIRECTOR | 1859635 |
| MEATES, HELEN THERESE | CHIEF FINANCIAL OFFICER/DIRECTOR | 2271715 |
| PJT MANAGEMENT LLC | GENERAL PARTNER | |
| TAUBMAN, PAUL JEFFREY | CEO/DIRECTOR | 1567776 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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