SW
Susan V. Wasserman
CETERA INVESTMENT ADVISERS
ST. PETERSBURG, FL 33707
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CRD#: 5936627
SW
Susan V. WassermanCETERA INVESTMENT ADVISERS
Professional summary
Susan V. Wasserman, who also goes by Susan Valesky, Susan V Wasserman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St. Petersburg, Florida and CETERA WEALTH SERVICES, LLC located in South Pasadena, Florida.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Susan has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Susan Valesky | Susan V Wasserman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Susan Wasserman, CPA~7015 Grevilla Avenue South~South Pasadena~FL~33707~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/1980~80hrs~60hrs~Tax preparation and manage daily activities. 2) Yoga Flow Inc.~7015 Grevilla Avenue South~South Pasadena~FL~33707~Other~President~6/1/2007~80hrs~60hrs~Yoga classes, workshops, creating and selling yoga related products. 3) 4TH STREET BUNGALOWS, LLC POSITION: President NATURE: Rental of office buildings. These buildings belonged to our deceased mother and were inherited by myself and my two siblings. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/03/2023; ADDRESS: 7015 Grevilla Avenue S., South Pasadena FL 33707, United States; DESCRIPTION: Bookkeeping and collection of rents. 4) FOURTH STREET INSURANCE PROFESSIONALS INC. POSITION: President/Co-owner NATURE: Myself along with my two siblings are recent co-owners of this insurance agency which belonged to our mother who passed away. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/13/2023; ADDRESS: 5800 4th Street N, St. Petersburg FL 33703, United States; DESCRIPTION: Bookkeeping services which will be paid to my CPA firm. This insurance agency employs agents who are licensed to sell property and casualty insurance only. I have the opportunity to use my license to sell life, health and variable annuities at this location. This is already listed as my branch location. I understand that any life insurance and/or annuities that I sell would be through Avantax only. I will be the only person at this office selling life insurance and annuities. 5) FLORIDA YOGA TEACHERS ASSOCIATION POSITION: Treasurer NATURE: Volunteer treasurer for a small non-profit organization. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2025 ADDRESS: 7015 Grevilla Avenue S., South Pasadena FL 33707, United States DESCRIPTION: Monthly accounting, bank reconciliations, preparation of financial statements for quarterly meetings.
CRS (Client Relationship Summary) - RIA
Click below to view Susan V. Wasserman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5800 4th Street N, St. Petersburg, FL 33707RIA
CRD#: 105644
ST. PETERSBURG, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #2: 5800 4th Street N, St. Petersburg, FL 33707BD
CRD#: 13572
South Pasadena, FL
Past
April 5, 2012 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
ST. PETERSBURG, FL
Past
September 5, 2011 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
South Pasadena, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(8/12/2025)
RR
Florida(9/5/2025)
RR
New York(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Loading...
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644St. Petersburg, FL 33707TRUST BUT VERIFY
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