AK
Alex J. Karkeek
CASSADAY & COMPANY
Mclean, VA 22102
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CRD#: 5935944
AK
Professional summary
Alex James Karkeek, CFP® is a registered financial advisor currently at CASSADAY & COMPANY, INC. located in Mclean, Virginia and OSAIC WEALTH, INC. located in Mclean, Virginia.
Alex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Alex has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BSI, Inc; Investment Related; Address :19785 CRYSTAL ROCK DR, SUITE 211, GERMANTOWN MD 20874; Position :Insurance Agent; StartDate :01-Jan-2014 Hours :2; SecurityHours: 2; Brief description of duties :WE OFFER INSRUANCE PRODUCTS FOR OUR CLIENTS LTC, FIXED ANNUITIES AND OTHER INSURANCE PRODUTS 2. JURS MONTGOMERY; Investment Related; Address :121 SULLY'S TRAIL, SUITE 4, PITTSFORD NY 14534; Position :Insurance Agent; StartDate :01-Jan-2014 Hours :2; SecurityHours: 2; Brief description of duties :OFFER FIXED ANNUIITES LTC AND OTHER INSRUANCE TO OUR CLIENTS 3. CASSADAY & CO WEALTH MANAGEMENT, LLC POSITION: Financial Planning Specialist NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2011 ADDRESS: 8180 Greensboro Drive, Suite 1180, McLean VA 22102, United States DESCRIPTION: Providing Financial advice and guidanceHelping build investment portfolio, financial plans, assisting with retirement planning
CRS (Client Relationship Summary) - RIA
Click below to view Alex James Karkeek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 5, 2022 - Present
CASSADAY & COMPANY, INC.
Office #1: 8180 Greensboro Drive Suite 1180, Mclean, VA 22102RIA
CRD#: 317672
Mclean, VA
Current
July 17, 2012 - Present
OSAIC WEALTH, INC.
Office #1: 8180 Greensboro Dr. Suite 1180, Mclean, VA 22102RIA
BD
CRD#: 23131
Mclean, VA
Past
July 9, 2014 - January 4, 2022
CASSADAY & CO INC
RIA
CRD#: 106566
MCLEAN, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CASSADAY & COMPANY, INC.
CASSADAY & CO WEALTH MANAGEMENT LLC | CASSADAY & COMPANY, INC.
CRD#: 317672 / SEC#: 801-122868
RIA
Registered Investment Advisory firm - (12/16/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/28/2020)
RR
Arizona(1/6/2019)
RR
California(1/14/2021)
RR
Colorado(5/8/2024)
RR
Connecticut(8/13/2020)
RR
Delaware(4/21/2021)
RR
District of Columbia(2/5/2015)
RR
Florida(2/15/2017)
RR
Georgia(5/13/2025)
RR
Idaho(11/3/2020)
RR
Kansas(5/17/2018)
RR
Maryland(2/5/2015)
RR
Massachusetts(7/18/2019)
RR
Michigan(9/22/2020)
RR
Minnesota(4/8/2025)
RR
New Jersey(6/18/2015)
RR
New York(6/22/2018)
RR
North Carolina(2/6/2015)
RR
Pennsylvania(10/8/2019)
RR
South Carolina(7/19/2022)
RR
Tennessee(1/9/2020)
RR
Texas(5/15/2025)
RR
Virginia(11/20/2012)
IAR
Virginia(1/5/2022)
RR
West Virginia(5/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
C&
CASSADAY & COMPANY, INC.
CASSADAY & CO WEALTH MANAGEMENT LLC | CASSADAY & COMPANY, INC.
CRD#: 317672 / SEC#: 801-122868
RIA
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Contact information
Main Address
8180 Greensboro Drive Suite 1180, Mclean, VA 22102
Mailing Address
Phone number
(703) 506-8200
Established
Firm type
Fiscal year end
# of Employees
84
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,155 |
| AUM (Assets Under Management) | $ 5,982,798,469 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
