Daniel J. Rozenfeld
Professional summary
Daniel Jacob Rozenfeld, who also goes by Daniel J Rozenfeld, is a registered financial professional currently at FLOW TRADERS U.S. LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2011. Daniel has worked at 3 firms and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Jacob Rozenfeld's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2018 - Present
FLOW TRADERS U.S. LLC
Office #1: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036Office #2: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036September 9, 2015 - March 16, 2018
OLD MISSION CAPITAL, LLC
July 4, 2011 - February 12, 2015
ALLSTON TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
FLOW TRADERS U.S. LLC
CRD#: 150780 / SEC#: , 8-68300
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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