Matthew M. Wage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Michael Wage was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2012. Matthew had worked at 2 firms and has passed the Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2012 - February 17, 2015
JANE STREET MARKETS, LLC
October 2, 2012 - November 10, 2022
JANE STREET CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/3/2012
Limited Representative-Equity Trader ExamCurrent Firm
JANE STREET MARKETS, LLC
CRD#: 104485 / SEC#: , 8-52950
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANE STREET GROUP, LLC | SOLE MEMBER | |
| EMMET, RICHARD STOCKTON | OPERATING COMMITTEE MEMBER/CEO | 4712665 |
| HARRISON, MARIE ELIZABETH | FINOP | 4621035 |
| LEHOCZKY, SANDOR GRAHAM | OPERATING COMMITTEE MEMBER | 3231898 |
| PROCTOR, DAVID ANTHONY | CHIEF COMPLIANCE OFFICER | 5053284 |
| SCHAAD, IAN RUSSELL | OPERATING COMMITTEE MEMBER | 2568033 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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