Terrence J. Hartford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence John Hartford was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 2011. Terrence had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2012 - May 29, 2013
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
August 11, 2011 - May 29, 2013
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
August 9, 2011 - May 29, 2013
FEDERATED SECURITIES CORP.
August 9, 2011 - May 29, 2013
FEDERATED INVESTMENT COUNSELING
July 21, 2011 - May 29, 2013
FEDERATED SECURITIES CORP.
Primary Firm SEC Registration
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
CRD#: 106277 / SEC#: 801-49470
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
CRD#: 106277 / SEC#: 801-49470
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 74 |
| AUM (Assets Under Management) | $ 14,819,533,515 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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