Gabriel E. Wiseman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gabriel Emanuel Wiseman, who also goes by Gabriel Wiseman, was a registered financial professional .
Gabriel is a previously registered financial professional and started their career in finance in 2015. Gabriel had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2021 - April 13, 2023
ALTI STRATEGIC ADVISORY (US) BD, LLC
January 19, 2017 - February 18, 2019
THE SILVERFERN GROUP, INC.
July 27, 2015 - July 7, 2016
MOELIS & COMPANY LLC
State Registrations and Notice Filings
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Exams
Current Firm
ALTI STRATEGIC ADVISORY (US) BD, LLC
CRD#: 304839 / SEC#: , 8-70387
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALTI ASSET MANAGEMENT HOLDINGS 2 LIMITED | SOLE MEMBER | |
| GROSSMAN, JAMIE IVAN | PRINCIPAL | 6454053 |
| LANGLEY, CHAD OMAR-JAI | CHIEF EXECUTIVE OFFICER | 5212889 |
| MERLINO, NICHOLAS JOSEPH | CHIEF COMPLIANCE OFFICER | 5730516 |
| SHAW, ANTHONY | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER, AND PRINCIPAL OPERATIONS OFFICER | 7338445 |
Red Flags
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