JH
Jermile B. Hayes
STRATEGIC ADVISERS LLC
CHARLOTTE, NC
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CRD#: 5932467
JH
Professional summary
Jermile Batten Hayes, CFP®, who also goes by Jermile A Batten, Jermile Amber Batten, Jermile' Amber Batten, Jermile Batten, Jermile Amber Hayes, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Charlotte, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.
Jermile is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Jermile has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jermile A Batten | Jermile Amber Batten | Jermile' Amber Batten | Jermile Batten | Jermile Amber Hayes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-91785|OrgNmn:Exposure Project |Org Addr:Charlotte,North Caro,US|OBA Nature:Exposure Project is a non-prof|Invst Rel:N|Title:Board Member|Duties:Board Member (Non compensated); I am responsible for meeting with the board once a month and discussing the non-profit which means upcoming ac|StrtDt:|TotHrs/mon:5|TrdHrs/mon:0|OBA-102644|OrgNmn:Elon University Advisory Board|Org Addr:Elon,North Caro,US|OBA Nature:Elon's Love School of Business|Invst Rel:N|Title:Advisory Board Member for the Elo|Duties:Help to open the door for job opportunities for the students, speak with students about my career, and assisting in continuing to elevate the |StrtDt:09-27-23|TotHrs/mon:1|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Jermile Batten Hayes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 100 Magellan Way, Covington, KY 41015RIA
CRD#: 104555
CHARLOTTE, NC
Current
February 12, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 Magellan, Covington, KY 41015BD
CRD#: 7784
Covington, KY
Past
February 19, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ARLINGTON, VA
Past
May 26, 2016 - February 13, 2020
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
CHARLOTTE, NC
Past
February 6, 2014 - February 13, 2020
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
CHARLOTTE, NC
Past
September 16, 2013 - December 23, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(2/12/2021)
RR
District of Columbia(2/12/2020)
RR
Florida(6/25/2020)
RR
Georgia(8/13/2021)
RR
Illinois(11/17/2022)
RR
Kansas(11/17/2022)
IAR
Kentucky(3/31/2025)
RR
Maryland(2/12/2020)
RR
Massachusetts(6/25/2020)
RR
New York(8/13/2021)
RR
North Carolina(2/12/2020)
IAR
North Carolina(3/31/2025)
RR
Pennsylvania(10/8/2021)
RR
South Carolina(2/12/2020)
RR
Tennessee(11/21/2024)
RR
Virginia(2/12/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
