MK
Mohit Khatkar
SANTANDER US CAPITAL MARKETS LLC
Ft Lauderdale, FL 33301
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CRD#: 5931220
MK
Professional summary
Mohit Khatkar is a registered financial professional currently at SANTANDER US CAPITAL MARKETS LLC located in Ft Lauderdale, Florida.
Mohit is registered as a RR (Registered Representative) and started their career in finance in 2011. Mohit has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Mohit Khatkar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2015 - Present
SANTANDER US CAPITAL MARKETS LLC
Office #1: 200 East Broward Blvd Suite 1260, Ft Lauderdale, FL 33301BD
CRD#: 150696
Ft Lauderdale, FL
Past
March 6, 2014 - January 15, 2015
GUGGENHEIM SECURITIES, LLC
BD
CRD#: 40638
ENCINO, CA
Past
March 8, 2012 - February 26, 2014
CRT CAPITAL GROUP LLC
BD
CRD#: 28830
LOS ANGELES, CA
Past
January 3, 2012 - March 26, 2012
PIERPONT CAPITAL ADVISORS LLC
BD
CRD#: 108424
MEMPHIS, TN
Past
June 15, 2011 - December 21, 2011
FHN FINANCIAL SECURITIES CORP.
BD
CRD#: 46346
MEMPHIS, TN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/5/2016)
RR
Alaska(5/12/2020)
RR
Arizona(11/4/2015)
RR
California(3/30/2015)
RR
Colorado(4/2/2015)
RR
Connecticut(4/2/2015)
RR
District of Columbia(7/26/2016)
RR
Florida(3/23/2015)
RR
Georgia(10/26/2015)
RR
Illinois(4/2/2015)
RR
Indiana(4/2/2015)
RR
Iowa(4/3/2017)
RR
Kansas(7/24/2018)
RR
Louisiana(4/1/2015)
RR
Maryland(8/15/2016)
RR
Massachusetts(4/2/2015)
RR
Michigan(7/27/2016)
RR
Minnesota(4/2/2015)
RR
Mississippi(6/28/2019)
RR
Missouri(8/27/2015)
RR
Montana(6/8/2017)
RR
Nebraska(9/7/2022)
RR
New Jersey(11/4/2015)
RR
New York(3/30/2015)
RR
North Carolina(2/5/2016)
RR
Ohio(4/2/2015)
RR
Oklahoma(3/20/2017)
RR
Oregon(4/2/2015)
RR
Pennsylvania(4/2/2015)
RR
South Carolina(8/31/2016)
RR
Tennessee(11/4/2015)
RR
Texas(4/2/2015)
RR
Utah(10/25/2017)
RR
Virginia(4/2/2015)
RR
Washington(4/2/2015)
RR
Wisconsin(4/2/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
SU
SANTANDER US CAPITAL MARKETS LLC
AMHERST PIERPONT | SANTANDER US CAPITAL MARKETS LLC | SANTANDER INVESTMENT SECURITIES | PIERPONT SECURITIES LLC | PIERPONT SECURITIES INC. | PIERPONT SECURITIES | AMHERST SECURITIES | AMHERST PIERPONT SECURITIES LLC
CRD#: 150696 / SEC#: , 8-68282
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
437 Madison Avenue 6th - 8th Floor, New York, NY 10022
Mailing Address
437 Madison Avenue 6th Floor, New York, NY 10022
Phone number
(212) 872-0100
Established
Delaware since 01/14/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696Ft Lauderdale, FL 33301TRUST BUT VERIFY
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