AS
Amy E. Shelton
STATE FARM INVESTMENT MANAGEMENT
Columbus, MS 39701
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CRD#: 5930357
AS
Professional summary
Amy Elizabeth Shelton, who also goes by Amy Ellis, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Columbus, Mississippi and STATE FARM VP MANAGEMENT CORP. located in Columbus, Mississippi.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Amy has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amy Ellis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DLP PROPERTIES LLC; INVESTMENT-RELATED; 287 SONIA DR. COLUMBUS, MS 39702; INVESTMENT OR COMMERCIAL PROPERTY; OWNER-50%; RENTAL PROPERTY; 08/15/2011; RECORD RENTAL INCOME AND MAKE DEPOSIT INTO RENTAL ACCOUNT; 20 HRS/MTH-NONE DURING TRADING HOURS. 2 ) EMM PROPERTIES LLC; INVESTMENT-RELATED; 287 SONIA DR. COLUMBUS, MS 39702; INVESTMENT OR COMMERCIAL PROPERTY; OWNER-50%; RENTAL PROPERTY; 08/15/2011; RECORD RENTAL INCOME AND MAKE DEPOSIT INTO RENTAL ACCOUNT; 20 HRS/MTH-NONE DURING TRADING HOURS. 3) RRM PROPERTIES LLC; INVESTMENT-RELATED; 287 SONIA DR. COLUMBUS, MS 39702; INVESTMENT OR COMMERCIAL PROPERTY; OWNER-50%; RENTAL PROPERTY; 08/15/2011; RECORD RENTAL INCOME AND MAKE DEPOSIT INTO RENTAL ACCOUNT; 20 HRS/MTH-NONE DURING TRADING HOURS. 4) CNE PROPERTIES LLC; INVESTMENT-RELATED; 287 SONIA DR. COLUMBUS, MS 39702; INVESTMENT OR COMMERCIAL PROPERTY; OWNER-50%; RENTAL PROPERTY; 08/15/2011; RECORD RENTAL INCOME AND MAKE DEPOSIT INTO RENTAL ACCOUNT; 20 HRS/MTH-NONE DURING TRADING HOURS. 5) CLAYTON RIDGE LLC; INVESTMENT-RELATED; PO BOX 111,COLUMBUS,MS,39703; REAL ESTATE; INVESTMENT OR COMMERCIAL PROPERTY; SPOUSE OF PARTNER; 1/17/2014; 1 HR/MO; 0 HR/MO; REVIEW BANK STATEMENTS,MAKE DEPOSITS,PAY BILLS,CHECK SIGNATORY AUTHORITY. 6) LITTLE CREEK INVESTMENTS LLC; INVESTMENT-RELATED; 287 SONIA DR,COLUMBUS,MS,39702; INVESTMENT OR COMMERCIAL PROPERTY; REAL ESTATE; SPOUSE IS OWNER; 7/8/2014; 1 HR/MO; 0 HR/MO; CONTROL OF CHECKBOOK,REVIEW STATEMENTS,MAKE DEPOSITS,PAY BILLS,CHECK SIGNATORY AUTHORITY. 7) Ben Shelton Farms, LLC; non-investment-related; 287 Sonia Drive, Columbus, MS 39702; Cattle; Signor on checkbooks/0%; 07/01/2016; 0hr/mo. for both; Review bank statements, Make deposits in the checking account, Pay bills/Co-Signor on checking account 8) BEC Rentals, LLC; Investment-related; PO Box 111, Columbus, MS 39702; Investment or Commercial Property; Rental Property Holding Company; Husband owns, assist with balancing checkbook; 6/8/18; Balance account and help pay bills when needed; 2 hrs./mo.; 0 hrs./mo. 9) Amy Shelton's Insurance Agency; Insurance Agency; Investment-related; 617 18th Ave N Columbus, MS 39701-2237; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2012; 80; 80; Service customers and supervise employees 10) The Prayer Corner; non-investment-related; 806 Highway 45 North, Ste 3 Columbus, MS 39701; Membership/Civic/Fraternal Organization; Director; Treasurer; 01/01/2024; 15; 10; This is a nonprofit organization. 11) Shelton Holdings, LLC; investment-related; 617 18th Ave N, Columbus, MS 39701; Investment or Commercial Property; Other; none; 01/01/2011; 2;0; Rental of old agency building.
CRS (Client Relationship Summary) - RIA
Click below to view Amy Elizabeth Shelton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 8, 2020 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 806 Hwy 45 N, Columbus, MS 39701RIA
CRD#: 3487
Columbus, MS
Current
June 27, 2011 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 806 Hwy 45 N, Columbus, MS 39701BD
CRD#: 43036
Columbus, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/1/2011)
IAR
Alabama(10/8/2020)
RR
Mississippi(7/1/2011)
IAR
Mississippi(10/8/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Columbus, MS 39701TRUST BUT VERIFY
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