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MJ

Matthew B. Jacques

ICA
Nashville, TN 37205
Some features on this profile are disabled
CRD#: 5929189
MJ

Professional summary

Matthew Berry Jacques is a registered financial professional currently at ICA, LLC located in Nashville, Tennessee.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2011. Matthew has worked at 1 firm and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Berry Jacques's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 15, 2011 - Present

ICA, LLC

Office #1: 102 Woodmont Blvd. Suite 130, Nashville, TN 37205Office #2: 102 Woodmont Blvd. Suite 130, Nashville, TN 37205
BD
CRD#: 145235
Nashville, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(9/12/2011)

Exams

State Security Law Exam
RR
Series 63
Date: 9/10/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/13/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IL
ICA, LLC
ICA, LLC | RCS EQUITIES, LLC | IROQUOIS CAPITAL ADVISORS, LLC

CRD#: 145235 / SEC#: , 8-67717

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
102 Woodmont Blvd. Suite 130, Nashville, TN 37205
Mailing Address
102 Woodmont Blvd. Suite 130, Nashville, TN 37205
Phone number
(615) 467-7600
Established
Delaware since 12/14/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IROQUOIS CAPITAL GROUP, INC.(FORMERLY KNOWN AS REIT INVESTMENT GROUP, LLCSOLE MEMBER
BARNHART, MARGARET MARYSENIOR VICE PRESIDENT & CCO1956190
HOLLOWAY, ASHLEY LYSETTECFO5882303
MCGUGIN, WILLIAM APPLEGARTHCEO5322620

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICA, LLC

CRD#: 145235Nashville, TN 37205

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