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Margaret Mary Barnhart

ICA
NASHVILLE, TN
·CRD# 1956190·37 years experience

Professional Summary

Margaret Mary Barnhart, who also goes by Maggie Barnhart, Maggie Nuzum, Margaret Mary Nuzum, is a registered financial advisor currently at ICA, LLC located in Nashville, Tennessee. Margaret is registered as a RR (Registered Representative) and started their career in finance in 1989. Margaret has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 24, Series 53 and Series 28 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Maggie Barnhart, Maggie Nuzum, Margaret Mary Nuzum

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

ICA, LLC·CRD# 145235
BD
1. 102 Woodmont Blvd. Suite 130, Nashville, TN 372052. 102 Woodmont Blvd. Suite 130, Nashville, TN 37205
October 6, 2009 - Present
CAMBRIDGE EQUITY ADVISORS INC·CRD# 105368
RIA
Brentwood, TN
January 23, 2004 - June 8, 2009
CAMBRIDGE WAY, INC.·CRD# 16328
BD
Brentwood, TN
July 3, 1989 - August 7, 2009

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Current Firm

IL
ICA, LLC

ICA, LLC | RCS EQUITIES, LLC | IROQUOIS CAPITAL ADVISORS, LLC

CRD#: 145235 / SEC#: 8-67717
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

102 Woodmont Blvd. Suite 130, Nashville, TN 37205

Mailing Address

102 Woodmont Blvd. Suite 130, Nashville, TN 37205

Phone Number

(615) 467-7600

Established

Delaware since 12/14/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (6 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IROQUOIS CAPITAL GROUP, INC.(FORMERLY KNOWN AS REIT INVESTMENT GROUP, LLCSOLE MEMBER—
BARNHART, MARGARET MARYSENIOR VICE PRESIDENT & CCO1956190
HOLLOWAY, ASHLEY LYSETTECFO5882303
MCGUGIN, WILLIAM APPLEGARTHCEO5322620

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Tennessee
(10/6/2009)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1989About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1989About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed May 2000About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 1991About the Series 53 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Dec 1990About the Series 28 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Margaret Mary Barnhart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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