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MB

Mark D. Bagdon

FORESIDE FUND SERVICES
Newark, NJ 07102
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CRD#: 5928938
MB
Mark Douglas BagdonFORESIDE FUND SERVICES

Professional summary

Mark Douglas Bagdon, CIMA®, who also goes by Mark Bagdon, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Newark, New Jersey.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2011. Mark has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Mark Bagdon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Genter Capital Management; Investment Related; Western Springs, IL; Investment Management; Senior Vice President, Director of National Accounts; Promoting Registered Funds to Financial Intermediaries, or other qualified investors; 02/2024; 250 hrs/mo

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Douglas Bagdon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

August 21, 2026 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 1 Gateway Center Suite 610, Newark, NJ 07102
BD
CRD#: 46106
Newark, NJ
Past

June 13, 2025 - March 10, 2026

RUSSELL INVESTMENTS

RIA
CRD#: 105734
Western Springs, IL
Past

June 4, 2025 - March 10, 2026

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

BD
CRD#: 21771
SEATTLE, WA
Past

February 4, 2025 - June 17, 2025

GENTER CAPITAL MANAGEMENT

RIA
CRD#: 108618
LOS ANGELES, CA
Past

April 26, 2024 - June 3, 2025

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
PORTLAND, ME
Past

October 19, 2011 - February 9, 2023

INVESCO ADVISERS, INC.

RIA
CRD#: 105360
Downers Grove, IL
Past

August 31, 2011 - February 9, 2023

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
DOWNERS GROVE, IL
Past

June 20, 2011 - August 23, 2011

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
DOWNERS GROVE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/21/2026)
RR
Alaska
(8/21/2026)
RR
Arizona
(8/21/2026)
RR
Arkansas
(8/21/2026)
RR
California
(8/21/2026)
RR
Colorado
(8/21/2026)
RR
Connecticut
(8/21/2026)
RR
Delaware
(8/21/2026)
RR
District of Columbia
(8/21/2026)
RR
Florida
(8/21/2026)
RR
Georgia
(8/21/2026)
RR
Hawaii
(8/21/2026)
RR
Idaho
(8/21/2026)
RR
Illinois
(8/21/2026)
RR
Indiana
(8/21/2026)
RR
Iowa
(8/21/2026)
RR
Kansas
(8/21/2026)
RR
Kentucky
(8/21/2026)
RR
Louisiana
(8/21/2026)
RR
Maine
(8/21/2026)
RR
Maryland
(8/21/2026)
RR
Massachusetts
(8/21/2026)
RR
Michigan
(8/21/2026)
RR
Minnesota
(8/21/2026)
RR
Mississippi
(8/21/2026)
RR
Missouri
(8/21/2026)
RR
Montana
(8/21/2026)
RR
Nebraska
(8/21/2026)
RR
Nevada
(8/21/2026)
RR
New Hampshire
(8/21/2026)
RR
New Jersey
(8/21/2026)
RR
New Mexico
(8/21/2026)
RR
New York
(8/21/2026)
RR
North Carolina
(8/21/2026)
RR
North Dakota
(8/21/2026)
RR
Ohio
(8/21/2026)
RR
Oklahoma
(8/21/2026)
RR
Oregon
(8/21/2026)
RR
Pennsylvania
(8/21/2026)
RR
Puerto Rico
(8/21/2026)
RR
Rhode Island
(8/21/2026)
RR
South Carolina
(8/21/2026)
RR
South Dakota
(8/21/2026)
RR
Texas
(8/21/2026)
RR
Utah
(8/21/2026)
RR
Vermont
(8/21/2026)
RR
Virgin Islands
(8/21/2026)
RR
Virginia
(8/21/2026)
RR
Washington
(8/21/2026)
RR
West Virginia
(8/21/2026)
RR
Wisconsin
(8/21/2026)
RR
Wyoming
(8/21/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/14/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/25/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/21/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/18/2011
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FUND SERVICES, LLC

CRD#: 46106Newark, NJ 07102

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