AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
SJ

Stephanie K. Jackels

FIRST SOUTHERN
Alpharetta, GA 30005
Some features on this profile are disabled
CRD#: 5928877
SJ

Professional summary


Stephanie Kane Jackels, who also goes by Stephanie June Kane, is a registered financial professional currently at FIRST SOUTHERN, LLC located in Alpharetta, Georgia.

Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2011. Stephanie has worked at 11 firms and has passed the Series 99TO, SIE and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Stephanie June Kane

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Stephanie Kane Jackels's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 6, 2017 - Present

FIRST SOUTHERN, LLC

Office #1: 1720 Windward Concourse, Suite 115, Alpharetta, GA 30005Office #2: 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772
BD
CRD#: 282756
Alpharetta, GA
Past

November 1, 2018 - October 1, 2019

CHURCHILL STATESIDE SECURITIES, LLC

BD
CRD#: 154603
Alpharetta, GA
Past

January 17, 2018 - December 31, 2018

CROWDVEST SECURITIES LLC

BD
CRD#: 288827
HUTCHINSON ISLAND, FL
Past

April 6, 2017 - October 5, 2020

FIRST SOUTHERN SECURITIES, LLC.

BD
CRD#: 153133
ALPHARETTA, GA
Past

January 4, 2016 - August 7, 2020

LUMOS PARTNERS, LLC

BD
CRD#: 165050
PLEASANTON, CA
Past

September 29, 2015 - May 2, 2017

GEM SECURITIES, LLC

BD
CRD#: 171344
BETHESDA, MD
Past

January 2, 2014 - April 2, 2014

EUROLINK SECURITIES LLC

BD
CRD#: 165041
NEW ROCHELLE, NY
Past

November 19, 2012 - April 2, 2014

MYSTIC CAPITAL MARKETS GROUP, LLC

BD
CRD#: 159258
NEW YORK, NY
Past

February 15, 2012 - May 8, 2014

DIVINE CAPITAL MARKETS LLC

BD
CRD#: 118212
NEW YORK, NY
Past

January 3, 2012 - March 7, 2014

GENTRY SECURITIES LLC

BD
CRD#: 155142
NEW YORK, NY
Past

December 12, 2011 - December 31, 2020

REGISTER FINANCIAL ASSOCIATES, INC.

BD
CRD#: 30568
ATLANTA, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FS
FIRST SOUTHERN, LLC
ESH CAPITAL, LLC | GLOBAL SILICON VALLEY SECURITIES LLC | FIRST SOUTHERN, LLC

CRD#: 282756 / SEC#: , 8-69733

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772
Mailing Address
2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772
Phone number
(770) 777-9373
Established
Puerto Rico since 02/24/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (35 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BENT, INC.SHAREHOLDER
HEEHAW INC.SHAREHOLDER
VSPR, INC.SHAREHOLDER
PAGAN MARXUACH, RAFAEL ANTONIOOWNER2863850
HAWK, WILLIAM HEATHPRESIDENT/CEO/MANAGING MEMBER2494928
JACKELS, STEPHANIE KANEFINOP/PFO5928877
JONES, SHARON DOSTERCHIEF COMPLIANCE OFFICER3124470
SFYRIS, VASILEIOS ALEXIOSMANAGING MEMBER/POO4026992

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRST SOUTHERN, LLC

CRD#: 282756Alpharetta, GA 30005

TRUST BUT VERIFY

Monitor Stephanie Jackels

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Robert L Busby
Robert BusbyAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Atlanta, GA
AP
Alexander PaslayAdvisorCheck Check Mark
KESTRA ADVISORY SERVICES, LLC
IAR
RR
Woodstock, GA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics