Jack A. Mccroken

PALLAS CAPITAL ADVISORS

Braintree, MA 02184

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CRD#: 5928560

Professional summary

Jack Andrew Mccroken, CFP® is a registered financial advisor currently at PALLAS CAPITAL ADVISORS, LLC located in Braintree, Massachusetts and PURSHE KAPLAN STERLING INVESTMENTS located in Braintree, Massachusetts.

Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jack has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Jack McCroken is dually-registered as an Investment Advisor Representative with Pallas Capital Advisors LLC ("Pallas" - since 11/2020) and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS" - since 08/2023). Business is conducted from 45 Braintree Hill Office Park, Suite 201, Braintree, MA 02184. Approximately 90% of Mr. McCroken's time is for services under Pallas and the balance as a Registered Representative of PKS. 2) Notary. Not investment related. 45 Braintree Hill Office Park,Suite 201,Braintree,MA 02184. Notary services. Notary. 1/1/2022. 1 hr/month. 1 hr during trading. Notarize documents. 3) Fixed Insurance investment related. 45 Braintree Hill Office Park,Suite 201,Braintree,MA 02184. Provide Insurance advice to clients. Insurance Agent. 5 hours/ 5 hours. Start 10/1/2022.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Andrew Mccroken's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 18, 2020 - Present

PALLAS CAPITAL ADVISORS, LLC

Office #1: 45 Braintree Hill Office Park Suite 201, Braintree, MA 02184

RIA

CRD#: 310327

Braintree, MA

Current

August 24, 2023 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 45 Braintree Hill Office Park Suite 201, Braintree, MA 02184

CRD#: 35747

Braintree, MA

Past

July 24, 2019 - December 1, 2020

NEWEDGE ADVISORS

RIA

CRD#: 171351

BRAINTREE, MA

Past

July 19, 2019 - May 23, 2023

TRIAD ADVISORS LLC

CRD#: 25803

Braintree, MA

Past

April 16, 2014 - July 30, 2019

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ROCKLAND, MA

Past

April 16, 2014 - July 30, 2019

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ROCKLAND, MA

Past

June 18, 2013 - April 10, 2014

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

EAST PROVIDENCE, RI

Past

August 16, 2011 - April 10, 2014

CITIZENS SECURITIES, INC.

CRD#: 39550

EAST PROVIDENCE, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALLAS CAPITAL ADVISORS, LLC

CRD#: 310327 / SEC#: 801-119646

RIA

Registered Investment Advisory firm - (11/12/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Massachusetts
(11/18/2020)

Massachusetts
(8/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/4/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/21/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/24/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/15/2011

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PALLAS CAPITAL ADVISORS, LLC

CRD#: 310327 / SEC#: 801-119646

RIA

Registered Investment Advisory firm - (11/12/2020 Approved)

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Contact information

Main Address

45 Braintree Hill Office Park Suite 201, Braintree, MA 02184

Mailing Address

Phone number

(781) 971-5052

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PALLAS DISCLOSURE BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	3,780
AUM (Assets Under Management)	$ 3,195,166,308

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jack A. Mccroken

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Andrew Mccroken's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

NEWEDGE ADVISORS

TRIAD ADVISORS LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

Primary Firm SEC Registration

PALLAS CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/4/2013

Series 63

Date: 9/21/2011

SIE

Date: 10/1/2018

Series 7

Date: 7/24/2012

Series 6

Date: 8/15/2011

FINRA

Current Firm

PALLAS CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALLAS CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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