Loren P. Stahle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Loren Paul Stahle, who also goes by Loren P Stahle, Loren Stahle, was a registered financial professional .
Loren is a previously registered financial professional and started their career in finance in 2011. Loren had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2014 - August 19, 2019
CITY NATIONAL ROCHDALE
March 17, 2014 - August 19, 2019
CNR SECURITIES, LLC
October 22, 2012 - March 12, 2014
J.P. MORGAN SECURITIES LLC
October 22, 2012 - March 12, 2014
J.P. MORGAN SECURITIES LLC
October 27, 2011 - December 21, 2011
WADDELL & REED
October 6, 2011 - December 21, 2011
WADDELL & REED
Primary Firm SEC Registration
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,300 |
| AUM (Assets Under Management) | $ 68,177,828,012 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
