Duncan A. Mcphee
STRATEGIC ADVISERS LLC | Financial Consultant
LOS ANGELES, CA 90024
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CRD#: 5927034
Professional summary
Duncan A. Mcphee, CFP®, who also goes by Duncan Alexander Mcphee, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Los Angeles, California and FIDELITY BROKERAGE SERVICES LLC located in El Segundo, California.
Duncan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Duncan has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Biography
My team and I work with clients that have complex financial and wealth management needs. We use the principles of goals-based planning to provide them with confidence, clarity and structure.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Retirement Income Management
Estate Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Duncan Alexander Mcphee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-67297|OrgNmn:Duncan McPhee, Voice Actor|Org Addr:Los Angele,California,US|OBA Nature:Voice acting services|Invst Rel:N|Title:Actor|Duties:Working from home studio to provide|StrtDt:03-22-2022|TotHrs/mon:10|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Duncan A. Mcphee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Education
California State University, Long Beach
Bachelor of Science (BS) - Finance
2000
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #1: 10920 Wilshire Boulevard, Los Angeles, CA 90024Office #2: 2009 Park Place, El Segundo, CA 90245RIA
CRD#: 104555
LOS ANGELES, CA
Current
April 15, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2009 Park Place, El Segundo, CA 90245BD
CRD#: 7784
El Segundo, CA
Past
April 26, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
EL SEGUNDO, CA
Past
August 3, 2015 - March 18, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CONCORD, CA
Past
July 31, 2015 - March 18, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CONCORD, CA
Past
October 1, 2012 - August 12, 2015
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
CONCORD, CA
Past
October 1, 2012 - August 12, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
CONCORD, CA
Past
May 16, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
CONCORD, CA
Past
May 16, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CONCORD, CA
Past
August 19, 2011 - May 2, 2012
MORGAN STANLEY
RIA
CRD#: 149777
WALNUT CREEK, CA
Past
July 15, 2011 - May 2, 2012
MORGAN STANLEY
BD
CRD#: 149777
WALNUT CREEK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/6/2023)
RR
California(4/15/2022)
IAR
California(3/31/2025)
RR
Colorado(2/28/2025)
RR
Connecticut(4/23/2025)
RR
Florida(9/9/2022)
RR
Illinois(10/24/2023)
RR
Massachusetts(8/22/2024)
RR
Nevada(1/6/2023)
RR
New Jersey(3/11/2025)
RR
New York(10/24/2023)
RR
Ohio(5/5/2024)
RR
Oregon(4/15/2022)
RR
Pennsylvania(3/22/2023)
RR
Rhode Island(3/11/2025)
RR
Texas(5/3/2024)
IAR
Texas(3/31/2025)
RR
Washington(5/6/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Los Angeles, CA 90024TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
