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David Alan Herbeck

David A. Herbeck

STRATEGIC ADVISERS LLC | Financial Consultant
LIVONIA, MI
Some features on this profile are disabled
CRD#: 5926432
David Alan Herbeck

Professional summary

David Alan Herbeck, who also goes by David Alan Heerbeck, Dave Alan Herbeck, David Herbeck, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Livonia, Michigan and FIDELITY BROKERAGE SERVICES LLC located in Novi, Michigan.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. David has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

As your Financial Consultant, I will partner with you to understand your goals and objectives and to help you build a financial plan that is customized to meet your unique needs.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

David Alan Heerbeck | Dave Alan Herbeck | David Herbeck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alan Herbeck's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Walsh College of Accountacy & Bus

Master of Business Administration (MBA) - Finance

2018

Walsh College of Accountacy & Bus

Bachelor of Business Administration - Finance

2012

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 44244 West 12 Mile Road Suite 100, Novi, MI 48377-2616
RIA
CRD#: 104555
LIVONIA, MI
Current

September 30, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 44244 West 12 Mile Road Suite 100, Novi, MI 48377
BD
CRD#: 7784
Novi, MI
Past

October 1, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
NOVI, MI
Past

December 3, 2018 - July 23, 2021

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
ANN ARBOR, MI
Past

December 3, 2018 - July 23, 2021

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
ANN ARBOR, MI
Past

April 11, 2017 - November 7, 2018

SPC

RIA
CRD#: 110692
Livonia, MI
Past

April 11, 2017 - November 7, 2018

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
Livonia, MI
Past

March 6, 2015 - September 25, 2015

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
LIVONIA, MI
Past

January 9, 2015 - September 25, 2015

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
LIVONIA, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(11/8/2021)
RR
Georgia
(5/3/2024)
RR
Illinois
(5/17/2023)
RR
Indiana
(2/6/2023)
RR
Maryland
(3/7/2022)
RR
Massachusetts
(5/3/2024)
RR
Michigan
(9/30/2021)
IAR
Michigan
(3/31/2025)
RR
Minnesota
(5/9/2025)
RR
New Jersey
(7/8/2022)
RR
New York
(5/3/2024)
RR
Ohio
(10/13/2021)
RR
South Carolina
(3/16/2022)
RR
Tennessee
(9/29/2023)
RR
Texas
(4/14/2023)
IAR
Texas
(3/31/2025)
RR
Washington
(9/9/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/23/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/9/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555Livonia, MI

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Contact information

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xxxxx@xxxx.xxx

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