DM
Dennis M. Meek
CETERA INVESTMENT ADVISERS LLC
RICHLAND, MS 39218
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CRD#: 5925416
DM
Professional summary
Dennis M Meek JR, who also goes by Dennis M Meek, Dennis M. Meek Jr., Dennis Murphy Meek Jr., is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Richland, Mississippi and CETERA WEALTH SERVICES, LLC located in Richland, Mississippi.
Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Dennis has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dennis M Meek | Dennis M. Meek Jr. | Dennis Murphy Meek Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. HOPE HOUSE OF HOSPITALITY POSITION: Board member NATURE: Not for profit corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/30/1988 ADDRESS: 786 E Northside Dr, Jackson MS 39206, United States DESCRIPTION: Board member responsible for IRS filings 2. PELICAN BAY VOLUNTEER ALLIANCE INC POSITION: Co-founder/treasurer NATURE: Not-for-profit corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/18/2018 ADDRESS: 627 Hwy 49S Suite A, Richland MS 39218, United States DESCRIPTION: Responsible for managing checking account for non-profit that sponsors a prison career readiness program. 3. DENNIS MEEK & COIMPANY, P.A. POSITION: President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 140 START DATE: 12/29/2000 ADDRESS: 627 Hwy 49S Suite A, Richland MS 39218, United States DESCRIPTION: Tax return preparation, bookkeeping and consulting services for small businesses 4. NORTH RICHLAND RICHLAND PROPERTIES LLC POSITION: Owner NATURE: Commercial real estate property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2010 ADDRESS: 627 Hwy 49S Suite A, Richland MS 39218, United States DESCRIPTION: Owner of LLC that which owns the building that houses my CPA and securities firm.
CRS (Client Relationship Summary) - RIA
Click below to view Dennis M Meek JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 627 Hwy 49s Suite A, Richland, MS 39218RIA
CRD#: 105644
RICHLAND, MS
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 627 Hwy 49 S Ste A, Richland, MS 39218BD
CRD#: 13572
Richland, MS
Past
June 18, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Richland, MS
Past
June 18, 2025 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Richland, MS
Past
January 19, 2024 - June 23, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
RICHLAND, MS
Past
January 19, 2024 - June 23, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
RICHLAND, MS
Past
February 10, 2021 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
RICHLAND, MS
Past
February 10, 2021 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
RICHLAND, MS
Past
January 28, 2015 - February 17, 2021
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
MADISON, MS
Past
August 11, 2011 - February 15, 2021
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Richland, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Mississippi(9/5/2025)
IAR
Mississippi(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Richland, MS 39218TRUST BUT VERIFY
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