Manuel Bustos
STRATEGIC ADVISERS LLC | Financial Consultant
MISSOURI CITY, TX
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CRD#: 5925093
Professional summary
Manuel Bustos II, CFP®, who also goes by Manuel Bustos, Nolo Bustos, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Missouri City, Texas and FIDELITY BROKERAGE SERVICES LLC located in Houston, Texas.
Manuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Manuel has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
As a Financial Consultant for Fidelity Investments, I have the tools, knowledge and experience to help my clients with a vast array of financial planning areas including retirement and income planning. You can leverage my experience and education to assist you in developing a plan that you and your family will understand and feel confident about. I take a genuine interest in my clients' pursuit of success and value the relationships I have with them.
Question & Answer
What are your service offerings?
Retirement Planning
Estate Planning
Comprehensive Financial Planni...
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Manuel Bustos | Nolo Bustos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 12238 | ORG NAME:SELF EMPLOYED | ORG ADDR:SALT LAKE CITY, UT, US | NATURE OF BUS:ARTISAN PIZZA | INVST REL:N | TITLE:FOUNDER | DUTIES:PRODUCTION AND SALES. | START DT:05/20/2011 | TOTAL HRS P/M:10 | SEC TRDNG HRS P/M:0
CRS (Client Relationship Summary) - RIA
Click below to view Manuel Bustos II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Education
Colorado State University
Master of Business Administration (MBA) - Investment and Financial Analysis, Global Economics, Supply Chain Management, Managerial Accounting
2010
University of Utah
Bachelor of Science (BS) - Corporate communication and Finance
2007
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 4410 Westheimer Rd Ste B-100, Houston, TX 77027-4837RIA
CRD#: 104555
MISSOURI CITY, TX
Current
August 1, 2011 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4410 Westheimer Rd Ste B-100, Houston, TX 77027-4812BD
CRD#: 7784
Houston, TX
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MISSOURI CITY, TX
Past
May 7, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/6/2024)
RR
Arkansas(4/23/2020)
RR
California(10/7/2019)
RR
Colorado(3/25/2023)
RR
Connecticut(2/21/2023)
RR
Florida(1/5/2018)
RR
Georgia(7/19/2024)
RR
Iowa(7/14/2020)
RR
Kansas(4/28/2015)
RR
Louisiana(8/1/2011)
RR
Maine(1/4/2025)
RR
Massachusetts(1/4/2025)
RR
Mississippi(11/9/2016)
RR
Missouri(4/23/2020)
RR
Nevada(4/23/2020)
RR
New Jersey(1/5/2018)
RR
New Mexico(1/5/2018)
RR
New York(3/27/2020)
RR
North Carolina(1/4/2025)
RR
Oklahoma(8/8/2020)
RR
Tennessee(12/15/2015)
RR
Texas(8/8/2011)
IAR
Texas(3/31/2025)
RR
Utah(5/10/2024)
RR
Washington(4/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Missouri City, TXTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
