CB
Charles Binsfeld
CETERA WEALTH SERVICES
St Cloud, MN 56301
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CRD#: 5924694
CB
Professional summary
Charles Binsfeld, who also goes by Charles J Binsfeld, is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in St Cloud, Minnesota and CETERA FINANCIAL SPECIALISTS LLC located in St Cloud, Minnesota.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2011. Charles has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Charles J Binsfeld
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Charles Binsfeld's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 5, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 400 1st St S Ste 300, St Cloud, MN 56301BD
CRD#: 13572
St Cloud, MN
Current
April 8, 2013 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 400 1st St S Ste 300, St Cloud, MN 56301BD
CRD#: 10358
St Cloud, MN
Current
April 8, 2013 - Present
CETERA ADVISORS LLC
Office #1: 400 1st St S Ste 300, St Cloud, MN 56301BD
CRD#: 10299
St Cloud, MN
Current
May 16, 2016 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 400 1st St S Ste 300, St Cloud, MN 56301BD
CRD#: 15340
St Cloud, MN
Past
June 29, 2023 - October 22, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ST CLOUD, MN
Past
November 12, 2015 - November 8, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
ST. CLOUD, MN
Past
January 8, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
April 8, 2013 - December 31, 2013
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Past
June 22, 2011 - March 27, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2015)
RR
Alaska(1/2/2015)
RR
Arizona(1/2/2015)
RR
Arkansas(1/2/2015)
RR
California(1/2/2015)
RR
Colorado(1/2/2015)
RR
Connecticut(1/2/2015)
RR
Delaware(1/2/2015)
RR
District of Columbia(1/2/2015)
RR
Florida(1/2/2015)
RR
Georgia(1/2/2015)
RR
Hawaii(1/2/2015)
RR
Idaho(1/2/2015)
RR
Illinois(1/2/2015)
RR
Indiana(1/2/2015)
RR
Iowa(1/2/2015)
RR
Kansas(1/2/2015)
RR
Kentucky(1/2/2015)
RR
Louisiana(1/2/2015)
RR
Maine(1/2/2015)
RR
Maryland(1/2/2015)
RR
Massachusetts(1/2/2015)
RR
Michigan(1/2/2015)
RR
Minnesota(4/5/2013)
RR
Mississippi(1/2/2015)
RR
Missouri(1/2/2015)
RR
Montana(1/2/2015)
RR
Nebraska(1/2/2015)
RR
Nevada(1/2/2015)
RR
New Hampshire(1/2/2015)
RR
New Jersey(1/2/2015)
RR
New Mexico(1/2/2015)
RR
New York(1/2/2015)
RR
North Carolina(1/9/2015)
RR
North Dakota(1/2/2015)
RR
Ohio(1/2/2015)
RR
Oklahoma(1/2/2015)
RR
Oregon(1/2/2015)
RR
Pennsylvania(1/2/2015)
RR
Puerto Rico(1/2/2015)
RR
Rhode Island(1/2/2015)
RR
South Carolina(1/2/2015)
RR
South Dakota(1/2/2015)
RR
Tennessee(1/2/2015)
RR
Texas(1/2/2015)
RR
Utah(1/2/2015)
RR
Vermont(1/2/2015)
RR
Virgin Islands(1/2/2015)
RR
Virginia(1/2/2015)
RR
Washington(1/2/2015)
RR
West Virginia(1/2/2015)
RR
Wisconsin(1/2/2015)
RR
Wyoming(1/2/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT SERVICES LLC
BANKERS SYSTEMS BROKERAGE SERVICES, INC. | PRIMEVEST FINANCIAL SERVICES, INC. | CETERA INVESTMENT SERVICES LLC | CETERA FINANCIAL INSTITUTIONS
CRD#: 15340 / SEC#: 801-45573, 8-31826
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
400 First St. S. Suite 300, St. Cloud, MN 56301
Mailing Address
P.o. Box 283, St. Cloud, MN 56302-0283
Phone number
(320) 656-4300
Established
Delaware since 11/30/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| CASEY, SEAN PATRICK | VICE PRESIDENT | 2156290 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HANAU, JENNIFER LEIGH | VICE PRESIDENT | 2898698 |
| HOLWEGER, KIMBERLEY ANN | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| KIRCHER, NICHOLE MARIE | VICE PRESIDENT | 2876887 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| REINHOLZ, CHRISTOPHER JON | VICE PRESIDENT, DIRECTOR OF TRADING | 1961258 |
| RUMMEL, LEANN RENEE | MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1965155 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WEITHAUS, GWENDOLYN | CHIEF COMPLIANCE OFFICER | 2445442 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CETERA INVESTMENT SERVICES LLC
CRD#: 15340St Cloud, MN 56301TRUST BUT VERIFY
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