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Erik Bradley Niland

CFP®
CETERA INVESTMENT ADVISERS
BEDFORD, NH
·CRD# 2796476·30 years experience

Professional Summary

Erik Bradley Niland, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bedford, New Hampshire and CETERA INVESTMENT SERVICES LLC located in El Segundo, California. Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Erik has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

30 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
1. Bedford, NH2. El Segundo, CA
June 23, 2026 - Present
CETERA INVESTMENT SERVICES LLC·CRD# 15340
BD
2301 Rosecrans Ave #5100, El Segundo, CA 90245
June 23, 2026 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
2301 Rosecrans Ave Ste #5100, El Segundo, CA 90245
June 23, 2026 - Present
CETERA FINANCIAL SPECIALISTS LLC·CRD# 10358
BD
2301 Rosecrans Ave #5100, El Segundo, CA 90245
June 23, 2026 - Present
CETERA ADVISORS LLC·CRD# 10299
BD
2301 Rosecrans Ave #5100, El Segundo, CA 90245
June 23, 2026 - Present
OSAIC WEALTH, INC.·CRD# 23131
RIA
Boston, MA
November 2, 2018 - April 14, 2026
OSAIC WEALTH, INC.·CRD# 23131
BD
Boston, MA
November 2, 2018 - April 14, 2026
SIGNATOR INVESTORS, INC.·CRD# 468
RIA
Boston, MA
November 23, 2010 - November 2, 2018
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
November 23, 2010 - November 2, 2018
JOHN HANCOCK INVESTMENT MANAGEMENT LLC·CRD# 105790
RIA
Boston, MA
July 10, 2006 - November 18, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC·CRD# 28262
BD
Boston, MA
June 27, 2006 - November 2, 2010
WINDWARD SECURITIES CORPORATION·CRD# 127716
BD
Concord, NH
October 14, 2004 - June 19, 2006
OSAIC FS, INC.·CRD# 3870
BD
Concord, NH
January 8, 2001 - June 19, 2006
CITISTREET EQUITIES LLC·CRD# 7447
BD
Somerset, NJ
May 3, 1999 - November 15, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
July 11, 1997 - May 4, 1999
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP·CRD# 7325
BD
Boston, MA
March 27, 1997 - February 26, 1998
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
September 23, 1996 - October 14, 1996

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SUMMER RENTAL..

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Hampshire
(6/23/2026)
IAR
New Hampshire
(6/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2002About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Erik Bradley Niland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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