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Mark Charles Faubel

JERICHO FINANCIAL

Boardman, OH

·CRD# 5924666·15 years experience

Professional Summary

Mark Charles Faubel is a registered financial advisor currently at JERICHO FINANCIAL located in Boardman, Ohio. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Mark has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

JERICHO FINANCIAL·CRD# 288801

RIA

8166 Market Street Suite D, Boardman, OH 44512

September 12, 2017 - Present

SWISHER FINANCIAL CONCEPTS, INC.·CRD# 121384

RIA

Westerville, OH

March 21, 2013 - September 19, 2017

THE O.N. EQUITY SALES COMPANY·CRD# 2936

BD

Westerville, OH

June 29, 2011 - September 15, 2017

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Current Firm

JF

JERICHO FINANCIAL

JERICHO FINANCIAL | JERICHO FINANCIAL, LLP

CRD#: 288801 / SEC#: 801-120540

RIA

Registered Investment Advisory firm - SEC (3/17/2021 Approved)

Ohio

Registered Investment Advisory firm - Ohio (3/18/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - Pennsylvania (4/7/2021 Terminated)

South Carolina

Registered Investment Advisory firm - South Carolina (3/18/2021 Terminated)

Tennessee

Registered Investment Advisory firm - Tennessee (4/17/2021 Terminated)

Texas

Registered Investment Advisory firm - Texas (3/18/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

38-a Commerce Park Drive, Westerville, OH 43082

Phone Number

(614) 948-0039

# of Employees

3

SEC notice filing (7 States and Territories)

Registered to provide investment advisory services in 7 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A- JERICHO FINANCIAL (2/26/2026)

Regulatory Assets Under Management

Total Number of Accounts

979

AUM (Assets Under Management)

$220,020,009

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/19/2026	Cover Page	Report

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mark Charles Faubel is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. JER always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of JER in connection with such individual's activities outside of JER. Tax preparation and tax filing services; investment related: YES; Location of the business: 38-A Commerce Park Dr Westerville, OH 43082; Description of the business: Mr. Faubel provides tax preparation and tax filing services for individuals, businesses, and non-profit organizations.; Responsibilities Duties: Tax preparation and tax filing services.; Start date with business: 2019-01-01; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 1.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JF

JERICHO FINANCIAL

JERICHO FINANCIAL | JERICHO FINANCIAL, LLP

CRD#: 288801 / SEC#: 801-120540

RIA

Registered Investment Advisory firm - SEC (3/17/2021 Approved)

Ohio

Registered Investment Advisory firm - Ohio (3/18/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - Pennsylvania (4/7/2021 Terminated)

South Carolina

Registered Investment Advisory firm - South Carolina (3/18/2021 Terminated)

Tennessee

Registered Investment Advisory firm - Tennessee (4/17/2021 Terminated)

Texas

Registered Investment Advisory firm - Texas (3/18/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Ohio
(9/12/2017)

IAR

Texas
(9/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2012About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2011About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Mark Charles Faubel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MF

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