MF
Mark C. Faubel
JERICHO FINANCIAL
Boardman, OH 44512
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CRD#: 5924666
MF
Professional summary
Mark Charles Faubel is a registered financial advisor currently at JERICHO FINANCIAL located in Boardman, Ohio.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Mark has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Charles Faubel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 12, 2017 - Present
JERICHO FINANCIAL
Office #1: 8166 Market Street Suite D, Boardman, OH 44512RIA
CRD#: 288801
Boardman, OH
Past
March 21, 2013 - September 19, 2017
SWISHER FINANCIAL CONCEPTS, INC.
RIA
CRD#: 121384
WESTERVILLE, OH
Past
June 29, 2011 - September 15, 2017
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
WESTERVILLE, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JF
JERICHO FINANCIAL
JERICHO FINANCIAL | JERICHO FINANCIAL, LLP
CRD#: 288801 / SEC#: 801-120540
RIA
Registered Investment Advisory firm - (3/17/2021 Approved)Ohio
Registered Investment Advisory firm - (3/18/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/7/2021 Terminated)South Carolina
Registered Investment Advisory firm - (3/18/2021 Terminated)Tennessee
Registered Investment Advisory firm - (4/17/2021 Terminated)Texas
Registered Investment Advisory firm - (3/18/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(9/12/2017)
IAR
Texas(9/13/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
JF
JERICHO FINANCIAL
JERICHO FINANCIAL | JERICHO FINANCIAL, LLP
CRD#: 288801 / SEC#: 801-120540
RIA
Registered Investment Advisory firm - (3/17/2021 Approved)Ohio
Registered Investment Advisory firm - (3/18/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/7/2021 Terminated)South Carolina
Registered Investment Advisory firm - (3/18/2021 Terminated)Tennessee
Registered Investment Advisory firm - (4/17/2021 Terminated)Texas
Registered Investment Advisory firm - (3/18/2021 Terminated)PREMIUM
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Contact information
Main Address
38-a Commerce Park Drive, Westerville, OH 43082
Mailing Address
Phone number
(614) 948-0039
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 945 |
| AUM (Assets Under Management) | $ 191,469,840 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/19/2026 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
