MF
Mark W. Fuhrman
CETERA INVESTMENT ADVISERS LLC
SUTHERLAND, IA 51058
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CRD#: 5924292
MF
Professional summary
Mark Wayne Fuhrman, who also goes by Mark Fuhrman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sutherland, Iowa and CETERA WEALTH SERVICES, LLC located in Sutherland, Iowa.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Mark has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Fuhrman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY: SOUTH O`BRIEN HIGH SCHOOL; No; 307 W GROESBECK ST; PAULLINA; IA; 51046; Coach high school football players; Head coach; 10/1/2007; 60; 60; Head coach| 2) NAME OF ENTITY: Willow Creek Feeders, LLC; No; 5931 480TH ST; PAULLINA; IA; 51046; Farm crops corn, soybeans, alfalfa, and raise hog/cattle; OWNER; 6/1/2008; 40; 40; Marketing, purchasing, recordkeeping| 3) NAME OF ENTITY: J&K Insurance and Real Estate, Inc.; Yes; 127 W 2ND STREET; SUTHERLAND; IA; 51058; insurance and real estate; insurance agent; 12/1/2009; 160; 160; sales and service of fixed insurance & securities products| 4) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 127 W 2ND ST; SUTHERLAND; IA; 51058; fixed insurance sales; Independent Insurance Agent; 1/17/2012; 160; 160; Sales of fixed insurance products| 5) NAME OF ENTITY: Sutherland Economic Development Committee; No; 5931 480TH ST; PAULLINA; IA; 51046; Board that promotes business growth in the community; board member; 12/1/2010; 4; 4; board member| 6) NAME OF ENTITY: South O'Brien Community Schools; No; 307 W GROESBECK ST; PAULLINA; IA; 51046; High School Track; Assistant Track Coach; 3/15/2016; 60; 15; Coaching shot put and discus.| 7) NAME OF ENTITY: Sutherland Commercial Club; Yes; 5931 480TH ST; PAULLINA; IA; 51046; board that involves local business in community activities; board member; 12/1/2010; 1; 1; board member| 8) NAME OF ENTITY: MARK FUHRMAN-REF; No; 5931 480TH STREET; PAULLINA; IA; 51046; REFEREE; INDEPENDENT REFEREE; 1/1/1997; 40; 0; REFEREE HIGH SCHOOL AND COLLEGE BASKETBALL| 9) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2010; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 10) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;
CRS (Client Relationship Summary) - RIA
Click below to view Mark Wayne Fuhrman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 127 W 2nd St, Sutherland, IA 51058RIA
CRD#: 105644
SUTHERLAND, IA
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 127 W 2nd St, Sutherland, IA 51058BD
CRD#: 13572
Sutherland, IA
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
August 8, 2016 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
SUTHERLAND, IA
Past
April 25, 2012 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
SUTHERLAND, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2021)
RR
Colorado(7/15/2024)
RR
Iowa(6/9/2021)
IAR
Iowa(6/29/2023)
RR
Minnesota(1/3/2025)
RR
South Dakota(7/15/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
