Elizabeth F. Nettleship
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Fannie Nettleship, who also goes by Fannie E Nettleship, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 2013. Elizabeth had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2015 - February 17, 2017
ARGOSY WEALTH MANAGEMENT
August 15, 2013 - February 16, 2017
CETERA WEALTH SERVICES, LLC
April 12, 2013 - February 16, 2017
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARGOSY WEALTH MANAGEMENT
CRD#: 175028 / SEC#: 801-81150
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
