Kevin W. Arbogast

TOTH FINANCIAL ADVISORY CORP

Leesburg, VA 20175

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CRD#: 5923871

Professional summary

Kevin William Arbogast is a registered financial advisor currently at TOTH FINANCIAL ADVISORY CORP located in Leesburg, Virginia.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Kevin has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin William Arbogast's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2011 - Present

TOTH FINANCIAL ADVISORY CORP

Office #1: 608 South King Street Suite 300, Leesburg, VA 20175

RIA

CRD#: 104952

Leesburg, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOTH FINANCIAL ADVISORY CORP

TOTH AND ASSOCIATES, INC, | TOTH FINANCIAL ADVISORY CORP

CRD#: 104952 / SEC#: 801-27662

RIA

Registered Investment Advisory firm - (8/21/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(7/18/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/2011

Uniform Investment Adviser Law Examination

Current Firm

TOTH FINANCIAL ADVISORY CORP

TOTH AND ASSOCIATES, INC, | TOTH FINANCIAL ADVISORY CORP

CRD#: 104952 / SEC#: 801-27662

RIA

Registered Investment Advisory firm - (8/21/1986 Approved)

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Contact information

Main Address

608 South King Street Suite 300, Leesburg, VA 20175

Mailing Address

Phone number

(703) 443-8684

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TFAC FORM ADV PART 2A AND 2B MARCH 2024 (8/4/2025)

Regulatory assets under management

Total Number of Accounts	2,190
AUM (Assets Under Management)	$ 1,015,808,953

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin W. Arbogast

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin William Arbogast's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOTH FINANCIAL ADVISORY CORP

Primary Firm SEC Registration

TOTH FINANCIAL ADVISORY CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/2011

Current Firm

TOTH FINANCIAL ADVISORY CORP

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOTH FINANCIAL ADVISORY CORP

TRUST BUT VERIFY

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