Patrick J. Finneran

THE JOSEPH GROUP CAPITAL MANAGEMENT

Columbus, OH 43215

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CRD#: 5923618

Professional summary

Patrick Joseph Finneran, CFP®, who also goes by Patrick J Finneran, is a registered financial advisor currently at THE JOSEPH GROUP CAPITAL MANAGEMENT located in Columbus, Ohio.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Patrick has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick J Finneran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Joseph Finneran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

July 31, 2024 - Present

THE JOSEPH GROUP CAPITAL MANAGEMENT

Office #1: 605 South Front Street Suite 100, Columbus, OH 43215

RIA

CRD#: 165311

Columbus, OH

Past

November 5, 2021 - July 29, 2024

FACET

RIA

CRD#: 285961

Hilliard, OH

Past

July 8, 2015 - October 18, 2021

HAMILTON CAPITAL

RIA

CRD#: 109116

COLUMBUS, OH

Past

July 15, 2013 - March 21, 2024

TRICORD WEALTH ADVISORS

RIA

CRD#: 119921

COLUMBUS, OH

Past

February 15, 2012 - June 17, 2015

OMNI FINANCIAL SECURITIES, INC.

CRD#: 29320

COLUMBUS, OH

Past

August 23, 2011 - December 20, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE JOSEPH GROUP CAPITAL MANAGEMENT

THE JOSEPH GROUP CAPITAL MANAGEMENT | THE JOSEPH GROUP LLC

CRD#: 165311 / SEC#: 801-77130

RIA

Registered Investment Advisory firm - (10/3/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/21/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/14/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/17/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/22/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE JOSEPH GROUP CAPITAL MANAGEMENT

THE JOSEPH GROUP CAPITAL MANAGEMENT | THE JOSEPH GROUP LLC

CRD#: 165311 / SEC#: 801-77130

RIA

Registered Investment Advisory firm - (10/3/2012 Approved)

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Contact information

Main Address

605 South Front Street Suite 100, Columbus, OH 43215

Mailing Address

Phone number

(614) 228-4300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE JOSEPH GROUP CAPITAL MANGEMENT (4/17/2025)

Regulatory assets under management

Total Number of Accounts	796
AUM (Assets Under Management)	$ 947,008,553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick J. Finneran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Joseph Finneran's CRS (Customer Relationship Summary).

Certified licenses

Experience

FACET

HAMILTON CAPITAL

TRICORD WEALTH ADVISORS

OMNI FINANCIAL SECURITIES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

THE JOSEPH GROUP CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/21/2013

Series 63

Date: 10/14/2011

SIE

Date: 6/17/2015

Series 6

Date: 8/22/2011

Current Firm

THE JOSEPH GROUP CAPITAL MANAGEMENT

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE JOSEPH GROUP CAPITAL MANAGEMENT

TRUST BUT VERIFY

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