Robert D. Holland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Daniel Holland, who also goes by Dan Holland, Robert Holland, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2011. Robert had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2015 - November 20, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 20, 2015 - November 20, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 10, 2013 - June 2, 2014
FIRST HORIZON ADVISORS, INC.
April 24, 2013 - October 10, 2013
FTB ADVISORS, INC.
April 24, 2013 - June 2, 2014
FIRST HORIZON ADVISORS, INC.
January 13, 2012 - January 3, 2013
WADDELL & REED
September 22, 2011 - January 3, 2013
WADDELL & REED
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
