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SG

Sarah E. Giunta

JIKO SECURITIES
SAN FRANCISCO, CA 94105
Some features on this profile are disabled
CRD#: 5922184
SG

Professional summary

Sarah Elizabeth Giunta, who also goes by Sarah Elizabeth Strange, is a registered financial professional currently at JIKO SECURITIES INC. located in San Francisco, California.

Sarah is registered as a RR (Registered Representative) and started their career in finance in 2013. Sarah has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sarah Elizabeth Strange

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sarah Elizabeth Giunta's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 31, 2025 - Present

JIKO SECURITIES INC.

Office #1: 135 Main Street Suite 1320, San Francisco, CA 94105
BD
CRD#: 287507
SAN FRANCISCO, CA
Past

February 13, 2025 - May 13, 2025

YIELDSTREET MARKETS LLC

BD
CRD#: 172295
NEW YORK, NY
Past

May 19, 2023 - May 13, 2025

YIELDSTREET

RIA
CRD#: 282487
NEW YORK, NY
Past

July 12, 2016 - April 2, 2020

COHEN & STEERS SECURITIES, LLC

BD
CRD#: 29258
NEW YORK, NY
Past

October 1, 2013 - June 23, 2016

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
NEW YORK CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/13/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/18/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/31/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/31/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/1/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

JS
JIKO SECURITIES INC.
JIKO SECURITIES INC.

CRD#: 287507 / SEC#: , 8-69902

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
135 Main Street Suite 1320, San Francisco, CA 94105
Mailing Address
447 Sutter Street Suite 405 #197, San Francisco, CA 94108
Phone number
(844) 999-0973
Established
Delaware since 01/04/2017
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JIKO GROUP INCSHAREHOLDER
LINTNER, STEPHANE KARLCEO5311611
GONZALEZ, KIMBERLY IVETTEPRINCIPAL FINANCIAL OFFICER7203294
ZAK, STEPHEN PETERCHIEF COMPLIANCE OFFICER2423424

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JIKO SECURITIES INC.

CRD#: 287507San Francisco, CA 94105

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