Nathan L. Rasmussen
Professional summary
Nathan Lee Rasmussen, who also goes by Nathan Lee Rasmussen, is a registered financial professional currently at STATE FARM VP MANAGEMENT CORP. located in Tempe, Arizona.
Nathan is registered as a RR (Registered Representative) and started their career in finance in 2012. Nathan has worked at 1 firm and has passed the SIE, Series 6TO, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nathan Lee Rasmussen's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2023 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 400 E. Rio Salado Parkway, Tempe, AZ 85281October 31, 2022 - October 23, 2023
STATE FARM VP MANAGEMENT CORP.
May 11, 2012 - March 29, 2017
STATE FARM VP MANAGEMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 10/18/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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