JB
Johnathon M. Bunch
CETERA INVESTMENT ADVISERS LLC
SUGAR LAND, TX 77478
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CRD#: 5920403
JB
Professional summary
Johnathon Matthew Bunch, who also goes by Johnathon M Bunch, Johnathon Bunch, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sugar Land, Texas and CETERA WEALTH SERVICES, LLC located in Sugar Land, Texas.
Johnathon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Johnathon has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Johnathon M Bunch | Johnathon Bunch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) 3 MARK FINANCIAL; Investment Related; 1600 Hwy 6, Ste 400, Sugar Land, TX 77478; Insurance Marketing; Internal Wholesaler; Start Date 09/2010; 160 hours per month; Servicing agent for illustrations. >> JOHNATHON BUNCH; Investment Related; 2523 Fern Hill Drive, Spring, TX 77373; Insurance; Agent; Start Date 10/2007; 2 to 4 hours per month; Provide insurance products and services to meet clients' needs. >> RENTAL MANAGEMENT; Non-Investment Related; Residence Address; Real Estate; Landlord/Owner; Start Date 07/2021; 25 hours per month with 3 of those hours per month occurring during trading hours; Locate properties, manage contractors, collect rent, purchase properties and rehab those if needed.
CRS (Client Relationship Summary) - RIA
Click below to view Johnathon Matthew Bunch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1600 Highway 6 Suite 400, Sugar Land, TX 77478RIA
CRD#: 105644
SUGAR LAND, TX
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1600 Highway 6 Suite 400, Sugar Land, TX 77478BD
CRD#: 13572
Sugar Land, TX
Past
April 11, 2012 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Sugar Land, TX
Past
June 2, 2011 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Sugar Land, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(2/20/2025)
IAR
Texas(2/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
