Matthew T. Collins

GGM FINANCIAL LLC

COLUMBUS, OH 43235

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CRD#: 5920146

Professional summary

Matthew Timothy Collins, CFP®, who also goes by Matthew Collins, is a registered financial advisor currently at GGM FINANCIAL LLC located in Columbus, Ohio.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Matthew has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Collins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Fixed insurance sales, as an Agent; As of 10/17/2018; Approximately 15% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Turk 21 Enterprises, LLC, investment related, Powell, OH, entity created to facilitate investment advisory business, Owner, as of 01/2024, 0% of time spent during business hours. 3. MT21 Enterprises, LLC, investment related, Powell, OH, entity created to facilitate investment of a private holding, Owner, as of 02/2024, 0% of time spent during business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Timothy Collins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

September 28, 2023 - Present

GGM FINANCIAL LLC

Office #1: 2492 W Dublin Granville Rd., Columbus, OH 43235

RIA

CRD#: 327008

COLUMBUS, OH

Past

October 17, 2018 - October 2, 2023

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

COLUMBUS, OH

Past

October 17, 2018 - October 2, 2023

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

COLUMBUS, OH

Past

August 15, 2013 - October 22, 2018

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

COLUMBUS, OH

Past

August 6, 2013 - October 22, 2018

NATIONWIDE SECURITIES, LLC

CRD#: 11173

COLUMBUS, OH

Past

March 28, 2012 - July 19, 2013

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

COLUMBUS, OH

Past

May 30, 2011 - July 19, 2013

PRUCO SECURITIES, LLC.

CRD#: 5685

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GGM FINANCIAL LLC

GGM FINANCIAL LLC | GLOECKNER GREEN MCCABE FINANCIAL | GGM FINANCIALS, LLC

CRD#: 327008 / SEC#: 801-128663

RIA

Registered Investment Advisory firm - (8/31/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/29/2023)

IAR

Texas
(9/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/8/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/3/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/24/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/27/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GGM FINANCIAL LLC

GGM FINANCIAL LLC | GLOECKNER GREEN MCCABE FINANCIAL | GGM FINANCIALS, LLC

CRD#: 327008 / SEC#: 801-128663

RIA

Registered Investment Advisory firm - (8/31/2023 Approved)

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Contact information

Main Address

2492 W Dublin Granville Rd., Columbus, OH 43235

Mailing Address

Phone number

(614) 310-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A MARCH 2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	816
AUM (Assets Under Management)	$ 425,718,539

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew T. Collins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Timothy Collins's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

NATIONWIDE SECURITIES, LLC

NATIONWIDE SECURITIES, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

GGM FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/8/2012

Series 63

Date: 2/3/2012

SIE

Date: 10/1/2018

Series 7

Date: 1/24/2014

Series 6

Date: 5/27/2011

Current Firm

GGM FINANCIAL LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GGM FINANCIAL LLC

TRUST BUT VERIFY

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