Laura G. Pennington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Geyer Pennington, who also goes by Laura Elizabeth Geyer, Laura Geyer, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 2011. Laura had worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2013 - March 10, 2016
WALL STREET FINANCIAL GROUP, INC.
May 6, 2013 - March 10, 2016
WALL STREET FINANCIAL GROUP, INC.
July 6, 2011 - April 22, 2013
BRIGHTON SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
WALL STREET FINANCIAL GROUP, INC.
CRD#: 35830 / SEC#: 801-58292, 8-46964
Contact information
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
