Kevin M. Mace
THRIVENT INVESTMENT MANAGEMENT | Financial Advisor
Cuyahoga Falls, OH
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CRD#: 5918872
Professional summary
Kevin M Mace, CFP®, who also goes by Kevin M Mace, Kevin Mace, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Cuyahoga Falls, Ohio.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Kevin has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Retirement Planning Strategies
Tax Planning Strategies
Estate Planning Strategies
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Kevin M Mace | Kevin Mace
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin M Mace's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kevin M Mace's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
November 20, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
BD
CRD#: 18387
Cuyahoga Falls, OH
Current
November 17, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S Msc 7100, Minneapolis, MN 55415RIA
BD
CRD#: 18387
Minneapolis, MN
Past
June 11, 2023 - August 1, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Akron, OH
Past
June 5, 2023 - August 1, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Akron, OH
Past
August 2, 2018 - April 21, 2023
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
Akron, OH
Past
August 2, 2018 - April 21, 2023
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
Akron, OH
Past
September 13, 2016 - June 29, 2018
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
MAYFIELD HEIGHTS, OH
Past
October 20, 2015 - June 29, 2018
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
MAYFIELD HEIGHTS, OH
Past
February 17, 2015 - June 3, 2015
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
CLEVELAND, OH
Past
February 10, 2015 - June 3, 2015
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
CLEVELAND, OH
Past
May 1, 2014 - December 22, 2014
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
WESTLAKE, OH
Past
January 31, 2014 - May 7, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
AKRON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/1/2023)
RR
Alaska(11/24/2023)
RR
Arizona(12/26/2023)
RR
Arkansas(12/1/2023)
RR
California(11/28/2023)
RR
Colorado(11/28/2023)
RR
Connecticut(11/27/2023)
RR
Delaware(11/27/2023)
RR
District of Columbia(12/4/2023)
IAR
District of Columbia(12/4/2023)
RR
Florida(11/27/2023)
RR
Georgia(11/27/2023)
RR
Hawaii(12/8/2023)
RR
Idaho(11/27/2023)
RR
Illinois(12/8/2023)
RR
Indiana(12/6/2023)
RR
Iowa(11/27/2023)
RR
Kansas(11/27/2023)
RR
Kentucky(11/28/2023)
RR
Louisiana(11/28/2023)
RR
Maine(11/28/2023)
RR
Maryland(11/27/2023)
RR
Massachusetts(11/27/2023)
RR
Michigan(12/13/2023)
RR
Minnesota(11/27/2023)
RR
Mississippi(11/27/2023)
RR
Missouri(11/27/2023)
RR
Montana(11/28/2023)
RR
Nebraska(11/27/2023)
RR
Nevada(11/29/2023)
RR
New Hampshire(12/7/2023)
RR
New Jersey(11/27/2023)
RR
New Mexico(11/28/2023)
RR
New York(1/8/2024)
RR
North Carolina(11/30/2023)
RR
North Dakota(11/27/2023)
RR
Ohio(11/20/2023)
IAR
Ohio(11/20/2023)
RR
Oklahoma(12/12/2023)
IAR
Oklahoma(12/12/2023)
RR
Oregon(11/27/2023)
RR
Pennsylvania(11/30/2023)
RR
Rhode Island(11/28/2023)
RR
South Carolina(11/27/2023)
RR
South Dakota(11/28/2023)
RR
Tennessee(11/28/2023)
RR
Texas(11/27/2023)
IAR
Texas(11/27/2023)
RR
Utah(11/28/2023)
RR
Vermont(11/28/2023)
RR
Virginia(11/27/2023)
RR
Washington(11/27/2023)
RR
West Virginia(11/30/2023)
RR
Wisconsin(11/28/2023)
RR
Wyoming(11/28/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
Financial AdvisorCRD#: 18387Cuyahoga Falls, OHTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
