Dennis D. Karjala

TKG FINANCIAL LLC

Gig Harbor, WA

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CRD#: 5918770

Professional summary

Dennis David Karjala is a registered financial advisor currently at TKG FINANCIAL LLC located in Gig Harbor, Washington.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Dennis has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT; INVESTMENT RELATED; START DATE 10/2011; NO TIME DEVOTED TO THIS ACTIVITY AS HE WILL NOT BE ACTIVELY SELLING INSURANCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis David Karjala's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2021 - Present

TKG FINANCIAL LLC

RIA

CRD#: 317814

Gig Harbor, WA

Past

December 18, 2019 - November 26, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

GIG HARBOR, WA

Past

December 18, 2019 - November 26, 2021

LPL FINANCIAL LLC

CRD#: 6413

GIG HARBOR, WA

Past

February 13, 2015 - November 25, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

TACOMA, WA

Past

February 13, 2015 - November 25, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

TACOMA, WA

Past

August 15, 2011 - February 13, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

TACOMA, WA

Past

June 21, 2011 - February 13, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

TACOMA, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/1/2022)

IAR

Florida
(2/28/2024)

IAR

Washington
(12/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/12/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/2011

General Securities Representative Examination

Current Firm

TKG FINANCIAL LLC

CRD#: 317814 / SEC#:

California

Registered Investment Advisory firm - (1/1/2022 Approved)

Florida

Registered Investment Advisory firm - (2/28/2024 Approved)

Washington

Registered Investment Advisory firm - (12/9/2021 Approved)

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Contact information

Main Address

Tampa, FL

Mailing Address

Phone number

(253) 444-8544

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	78
AUM (Assets Under Management)	$ 12,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennis D. Karjala

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis David Karjala's CRS (Customer Relationship Summary).

Certified licenses

Experience

TKG FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/12/2011

SIE

Date: 10/1/2018

Series 7

Date: 6/20/2011

Current Firm

TKG FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TKG FINANCIAL LLC

TRUST BUT VERIFY

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