MA
Mark V. Allaria
CARSONALLARIA WEALTH MANAGEMENT, LTD.
GLEN CARBON, IL 62034
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CRD#: 5918333
MA
Professional summary
Mark Vincent Allaria, CFP®, who also goes by Mark V Allaria, is a registered financial advisor currently at CARSONALLARIA WEALTH MANAGEMENT, LTD. located in Glen Carbon, Illinois and PURSHE KAPLAN STERLING INVESTMENTS located in Glen Carbon, Illinois.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Mark has worked at 4 firms and has passed the Series 63, Series 65, Series 6TO and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark V Allaria
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Insurance - Not Investment Related - At registered location - Servicing Fixed Insurance Business - Fixed/Traditional Insurance - Agent - 7/2020 - 8 hours a month - 0 trading hours a month - Sales and Servicing of Fixed Insurance. 2. MVR PROPERTIES; NOT INVESTMENT RELATED; AT REGISTERED LOCATION; NATURE OF BUSINESS IS TO INVEST IN PROPERTIES; TITLE: MEMBER; START DATE: 07/29/2024; APPROX <4 HRS/MONTH, NONE OF WHICH ARE DURING SECURITIES TRADING HOURS; DUTIES ARE SOLELY OWNING THE BUILDING. 3. Carsonallaria Wealth Management - Investment Related - At registered location - Financial Services - Partner - 10/1/2017 - 180 Hours a month - 8 hours per day - wealth management and retirement planning
CRS (Client Relationship Summary) - RIA
Click below to view Mark Vincent Allaria's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
December 8, 2017 - Present
CARSONALLARIA WEALTH MANAGEMENT, LTD.
Office #1: 1 Ginger Creek Meadows Dr, Glen Carbon, IL 62034RIA
CRD#: 157998
GLEN CARBON, IL
Current
October 15, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1 Ginger Creek Meadows Drive, Glen Carbon, IL 62034BD
CRD#: 35747
Glen Carbon, IL
Past
July 15, 2014 - November 21, 2017
VISIONARY WEALTH ADVISORS, LLC
RIA
CRD#: 169610
EDWARDSVILLE, IL
Past
January 1, 2012 - April 1, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
EDWARDSVILLE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CARSONALLARIA WEALTH MANAGEMENT, LTD.
CARSONALLARIA WEALTH MANAGEMENT, LTD. | MERIDIAN FINANCIAL GROUP, LTD.
CRD#: 157998 / SEC#: 801-112867
RIA
Registered Investment Advisory firm - (4/19/2018 Approved)Illinois
Registered Investment Advisory firm - (4/19/2018 Terminated)Missouri
Registered Investment Advisory firm - (6/25/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/2/2020)
RR
California(10/16/2020)
RR
Florida(10/16/2020)
IAR
Illinois(12/8/2017)
RR
Illinois(10/26/2020)
RR
Missouri(10/20/2020)
IAR
Texas(9/7/2018)
RR
Texas(10/20/2020)
RR
Wyoming(10/27/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 7/31/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CARSONALLARIA WEALTH MANAGEMENT, LTD.
CARSONALLARIA WEALTH MANAGEMENT, LTD. | MERIDIAN FINANCIAL GROUP, LTD.
CRD#: 157998 / SEC#: 801-112867
RIA
Registered Investment Advisory firm - (4/19/2018 Approved)Illinois
Registered Investment Advisory firm - (4/19/2018 Terminated)Missouri
Registered Investment Advisory firm - (6/25/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Ginger Creek Meadows Dr, Glen Carbon, IL 62034
Mailing Address
Phone number
(618) 288-9505
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 643 |
| AUM (Assets Under Management) | $ 567,460,328 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CARSONALLARIA WEALTH MANAGEMENT, LTD.
CRD#: 157998Glen Carbon, IL 62034TRUST BUT VERIFY
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