Clinton Keefer Pitfield
Professional Summary
Clinton Keefer Pitfield is a registered financial advisor currently at BEACON SECURITIES US LIMITED. Clinton is registered as a RR (Registered Representative) and started their career in finance in 2011. Clinton has worked at 3 firms and has passed the Series 63, Series 37 and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
BEACON SECURITIES US LIMITED
Contact Information
Main Address
66 Wellington Street West Suite 4050, Toronto, Ontario, M5K 1H1Mailing Address
66 Wellington Street West Suite 4050, Toronto, Ontario, M5K 1H1Phone Number
(416) 643-3830Firm Type
Other Types of Legal FormationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/8/2024)
(2/27/2024)
(2/26/2024)
(1/29/2026)
(1/29/2026)
(1/28/2026)
(1/29/2026)
(4/9/2026)
(1/29/2026)
(2/2/2026)
(2/3/2026)
(2/11/2026)
(1/28/2026)
(2/27/2024)
(1/28/2026)
(5/20/2024)
(1/30/2026)
(2/11/2026)
(2/27/2024)
(1/28/2026)
(1/28/2026)
(1/30/2026)
(1/29/2026)
(1/28/2026)
(2/2/2026)
(2/9/2026)
(5/18/2026)
(1/29/2026)
(1/28/2026)
(3/12/2024)
(2/9/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 37 — Canada Module of the General Securities Registered Representative (With Options Questions)
Passed Jan 2023SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Clinton Keefer Pitfield's CRS (Customer Relationship Summary).
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