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CP

Clinton K. Pitfield

BEACON SECURITIES US LIMITED
Toronto, Ontario, M5K 1H1
Some features on this profile are disabled
CRD#: 5918318
CP

Professional summary

Clinton Keefer Pitfield is a registered financial professional currently at BEACON SECURITIES US LIMITED .

Clinton is registered as a RR (Registered Representative) and started their career in finance in 2011. Clinton has worked at 3 firms and has passed the Series 63, Series 37 and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Clinton Keefer Pitfield's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 11, 2020 - Present

BEACON SECURITIES US LIMITED

Office #1: 66 Wellington Street West Suite 4050, Toronto, Ontario, M5K 1H1
BD
CRD#: 306613
Toronto, Ontario,
Past

May 29, 2014 - May 10, 2018

HAYWOOD SECURITIES (USA) INC.

BD
CRD#: 42072
TORONTO, ON,
Past

August 10, 2011 - May 13, 2014

RESEARCH CAPITAL USA INC.

BD
CRD#: 39670
TORONTO,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/8/2024)
RR
California
(2/27/2024)
RR
Colorado
(2/26/2024)
RR
Maine
(2/27/2024)
RR
Massachusetts
(5/20/2024)
RR
Montana
(2/27/2024)
RR
Washington
(3/12/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 9/6/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 37
Date: 1/2/2023
Canada Module of the General Securities Registered Representative (With Options Questions)
General Industry/Product Exam
RR
SIE
Date: 5/10/2018
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BEACON SECURITIES US LIMITED
BEACON SECURITIES US LIMITED

CRD#: 306613 / SEC#: , 8-70463

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
66 Wellington Street West Suite 4050, Toronto, Ontario, M5K 1H1
Mailing Address
66 Wellington Street West Suite 4050, Toronto, Ontario, M5K 1H1
Phone number
(416) 643-3830
Established
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BEACON SECURITIES LIMITEDSOLE OWNER
DANIELS, RICHARD MATTHEWFINOP, PFO & POO5877964
IFERGAN, MOSHEHEAD OF SALES7042825
IFERGAN, MOSHECHIEF EXECUTIVE OFFICER7042825
IFERGAN, MOSHECHIEF COMPLIANCE OFFICER7042825
WETHERLY, BRUCE FORRESTBOARD MEMBER7042320

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BEACON SECURITIES US LIMITED

CRD#: 306613Toronto, Ontario, M5K 1H1

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