Daniel Levy

KUHN WEALTH MANAGEMENT

Schaumburg, IL 60173

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CRD#: 5918146

Professional summary

Daniel Levy, who also goes by Danny Levy, Daniel Abraham Levy, is a registered financial advisor currently at KUHN WEALTH MANAGEMENT INC. located in Schaumburg, Illinois and DAI SECURITIES, LLC located in Schaumburg, Illinois.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Daniel has worked at 6 firms and has passed the Series 66, Series 7TO, SIE, Series 57 and Series 56 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Danny Levy | Daniel Abraham Levy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Kuhn Wealth Management. Investment related. Arlington Heights, IL. Position: Wealth Advisor. Start date 01/2019. Full time during trading hours. 120 W. Eastman St. Arlington Hts, IL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Levy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2019 - Present

KUHN WEALTH MANAGEMENT INC.

Office #1: 1827 Walden Office Sq #500, Schaumburg, IL 60173

RIA

CRD#: 168727

Schaumburg, IL

Current

February 17, 2020 - Present

DAI SECURITIES, LLC

Office #1: 1827 Walden Office Square Suite 500, Schaumburg, IL 60173

CRD#: 36673

Schaumburg, IL

Past

April 26, 2019 - April 30, 2019

CONCORDE ASSET MANAGEMENT, LLC

RIA

CRD#: 140367

Arlington Heights, IL

Past

February 1, 2019 - February 26, 2020

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

Arlington Heights, IL

Past

April 21, 2018 - January 18, 2019

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Past

January 30, 2012 - April 2, 2013

TMT INVESTMENTS, LLC

CRD#: 144491

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Illinois
(8/22/2019)

Illinois
(2/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/23/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/11/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 4/21/2018

Securities Trader Exam

General Industry/Product Exam

Series 56

Date: 1/27/2012

Proprietary Trader Qualification Examination

SRO Registrations

FINRA

Current Firm

KUHN WEALTH MANAGEMENT INC.

KUHN FINANCIAL INC. | KUHN, NATHANIEL M | KUHN WEALTH MANAGEMENT INC.

CRD#: 168727 / SEC#:

Illinois

Registered Investment Advisory firm - (11/5/2013 Approved)

Texas

Registered Investment Advisory firm - (9/14/2021 Conditional Restricted)

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Contact information

Main Address

1827 Walden Office Sq #500, Schaumburg, IL 60173

Mailing Address

Phone number

(847) 607-4976

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	936
AUM (Assets Under Management)	$ 102,138,921

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel Levy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Levy's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAI SECURITIES, LLC

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE INVESTMENT SERVICES, LLC

T3 TRADING GROUP, LLC

TMT INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/23/2019

Series 7TO

Date: 2/11/2019

SIE

Date: 10/1/2018

Series 57

Date: 4/21/2018

Series 56

Date: 1/27/2012

FINRA

Current Firm

KUHN WEALTH MANAGEMENT INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KUHN WEALTH MANAGEMENT INC.

TRUST BUT VERIFY

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