Daniel Levy
Professional Summary
Daniel Levy, who also goes by Danny Levy, Daniel Abraham Levy, is a registered financial advisor currently at KUHN WEALTH MANAGEMENT INC. located in Schaumburg, Illinois and DAI SECURITIES, LLC located in Schaumburg, Illinois. Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Daniel has worked at 6 firms and has passed the Series 66, Series 7TO, SIE, Series 57 and Series 56...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Danny Levy, Daniel Abraham Levy
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
KUHN FINANCIAL INC. | KUHN, NATHANIEL M | KUHN WEALTH MANAGEMENT INC.
Contact Information
Main Address
1827 Walden Office Sq #500, Schaumburg, IL 60173Phone Number
(847) 607-4976# of Employees
3SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
991AUM (Assets Under Management)
$150,822,928Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
KUHN FINANCIAL INC. | KUHN, NATHANIEL M | KUHN WEALTH MANAGEMENT INC.
State Registrations and Notice Filings
(8/22/2019)
(2/17/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 56 — Proprietary Trader Qualification Examination
Passed Jan 2012SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel Levy's CRS (Customer Relationship Summary).
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