RS
Robert L. Schaefer
BUCKRAM SECURITIES LTD
Locust Valley, NY 11560
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CRD#: 5917718
RS
Professional summary
Robert L Schaefer Sr., who also goes by Robert L Schaefer, is a registered financial advisor currently at BUCKRAM SECURITIES LTD located in Locust Valley, New York.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Robert has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert L Schaefer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
* 412022 - Northampton Colony Yacht Club; Investment related No; Noyac, Sag Harbor, NY; Civic/Religious/Community; Officer (proprietor, partner, officer, director, employee, trustee, agent); Oct 2020; During business hours: 0; After business hours: 05; Property Management, Administrative
CRS (Client Relationship Summary) - RIA
Click below to view Robert L Schaefer Sr.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert L Schaefer Sr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 4, 2025 - Present
BUCKRAM SECURITIES LTD
Office #1: 168 Forest Avenue Suite 202, Locust Valley, NY 11560Office #2: 168 Forest Avenue Suite 202, Locust Valley, NY 11560RIA
BD
CRD#: 126976
Locust Valley, NY
Current
September 4, 2025 - Present
BUCKRAM SECURITIES LTD
Office #1: 168 Forest Avenue Suite 202, Locust Valley, NY 11560Office #2: 168 Forest Avenue Suite 202, Locust Valley, NY 11560RIA
BD
CRD#: 126976
Locust Valley, NY
Past
December 13, 2012 - April 30, 2025
MORGAN STANLEY
RIA
CRD#: 149777
Garden City, NY
Past
December 13, 2012 - April 30, 2025
MORGAN STANLEY
BD
CRD#: 149777
Garden City, NY
Past
July 5, 2011 - November 6, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JERICHO, NY
Past
June 10, 2011 - November 6, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JERICHO, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BUCKRAM SECURITIES LTD
BUCKRAM SECURITIES LTD
CRD#: 126976 / SEC#: 801-110136, 8-65939
RIA
Registered Investment Advisory firm - SEC (3/17/2017 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/4/2025)
RR
Florida(9/4/2025)
RR
Maryland(9/4/2025)
RR
New Jersey(9/4/2025)
RR
New York(9/4/2025)
IAR
New York(9/4/2025)
RR
Pennsylvania(9/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BUCKRAM SECURITIES LTD
BUCKRAM SECURITIES LTD
CRD#: 126976 / SEC#: 801-110136, 8-65939
RIA
Registered Investment Advisory firm - SEC (3/17/2017 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information
Main Address
168 Forest Avenue Suite 202, Locust Valley, NY 11560
Mailing Address
168 Forest Avenue Suite 202, Locust Valley, NY 11560
Phone number
(516) 759-7400
Established
Delaware since 02/26/2003
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees
3
SEC notice filing (7 States and Territories)
FINRA licenses (18 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DEBUONA, PETER PHILIP | PRESIDENT/CCO | |
| DEBUONA, JANE MARIE | FINOP | 5394679 |
| FILIPPONE, ERIC MATTHEW | PRINCIPAL | |
| RUTTER, MARIA ANN | PRINCIPAL |
Regulatory assets under management
| Total Number of Accounts | 133 |
| AUM (Assets Under Management) | $ 92,729,815 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
