Pia M. Alfonso
Professional summary
Pia Marie Alfonso, who also goes by Pia Marie Alfonso, Pia Alfonso, Pia Alfonso Sigman, Pia Sigman, is a registered financial professional currently at ALLSPRING FUNDS DISTRIBUTOR, LLC located in San Francisco, California.
Pia is registered as a RR (Registered Representative) and started their career in finance in 2011. Pia has worked at 1 firm and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pia Marie Alfonso's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2024 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC
Office #1: 525 Market Street 12th Floor, San Francisco, CA 94105March 5, 2019 - November 30, 2021
ALLSPRING FUNDS DISTRIBUTOR, LLC
August 17, 2011 - August 16, 2017
ALLSPRING FUNDS DISTRIBUTOR, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/20/2022
General Securities Representative ExaminationFINRA
Current Firm
ALLSPRING FUNDS DISTRIBUTOR, LLC
CRD#: 133366 / SEC#: , 8-66716
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS LLC | PARENT | |
| GIBSON, LORI MITCHUM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 3070238 |
| KENNEY, JOHN DUFF | DIRECTOR | 2387755 |
| MCKINLEY, KATHERINE SANDMAN | CHIEF LEGAL OFFICER | 6807581 |
| MONINGER, JOHN KENNETH | PRESIDENT/CHAIRMAN | 2494976 |
| WILARY, CAROLYN ANN | CHIEF COMPLIANCE OFFICER | 4220513 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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