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Averil E Ringheim

CRD# 5917349·Registered 2011 - 2014
Previously Registered: Being a previously registered professional could mean that Averil is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Averil E Ringheim, who also goes by Averil Edward Ringheim, Averil Ringheim, was a registered financial advisor. Averil was a previously registered financial professional and started their career in finance 2011 - 2014. Averil had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Averil Edward Ringheim, Averil Ringheim

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

TOUSSAINT CAPITAL PARTNERS, LLC·CRD# 130290
BD
Freehold, NJ
February 11, 2014 - April 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Pennington, NJ
January 3, 2013 - August 22, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Pennington, NJ
December 14, 2012 - August 22, 2013
JOHN THOMAS FINANCIAL·CRD# 40982
BD
New York, NY
May 5, 2011 - September 11, 2012

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Current Firm

TC
TOUSSAINT CAPITAL PARTNERS, LLC

TOUSSAINT CAPITAL PARTNERS, LLC

CRD#: 130290 / SEC#: 8-66330
BD
Cancelled by SEC on 06/09/2022

Contact Information

Established

Delaware since 05/28/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
TOUSSAINT CAPITAL HOLDINGS, LLCOWNER—
BYRD, AVERY FENNOYCHIEF COMPLIANCE OFFICER , CCO1609092
BYRD, AVERY FENNOYEXECUTIVE REPRESENTATIVE, CEO1609092
SAMSON, EDWARD GREGORYFINOP2041321

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2011About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 2011About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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