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AB

Amy N. Biddy

JACQUES FINANCIAL
ROCKVILLE, MD 20850
Some features on this profile are disabled
CRD#: 5916552
AB

Professional summary

Amy Nicole Biddy, who also goes by Amy Nicole Noto Biddy, Amy Nicole Noto, is a registered financial professional currently at JACQUES FINANCIAL, LLC located in Rockville, Maryland.

Amy is registered as a RR (Registered Representative) and started their career in finance in 2024. Amy has worked at 1 firm and has passed the Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Amy Nicole Noto Biddy | Amy Nicole Noto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amy Nicole Biddy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 31, 2024 - Present

JACQUES FINANCIAL, LLC

Office #1: 1700 E. Gude Drive, Rockville, MD 20850
BD
CRD#: 104219
ROCKVILLE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(5/31/2024)

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 5/31/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/19/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

JF
JACQUES FINANCIAL, LLC
JACQUES FINANCIAL, LLC

CRD#: 104219 / SEC#: , 8-52675

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1700 E. Gude Drive, Rockville, MD 20850
Mailing Address
1700 E. Gude Drive, Rockville, MD 20850
Phone number
(301) 738-1303
Established
Maryland since 01/24/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JACQUES PROPERTIES HOLDING COMPANY LLCOWNER
JACQUES, JOSEPH WILLIAMOPERATIONS MANAGER / CHIEF COMPLIANCE OFFICER1207907

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JACQUES FINANCIAL, LLC

CRD#: 104219Rockville, MD 20850

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