Eduardo G. Velasco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eduardo G Velasco, who also goes by Eduardo Gabriel Velasco, was a registered financial professional .
Eduardo is a previously registered financial professional and started their career in finance in 2011. Eduardo had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2021 - August 11, 2022
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
September 22, 2011 - December 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 22, 2011 - December 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 24, 2011 - August 22, 2011
WELLS FARGO CLEARING SERVICES, LLC
May 5, 2011 - August 22, 2011
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
CRD#: 104599 / SEC#: 801-24241
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
CRD#: 104599 / SEC#: 801-24241
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 27,435 |
| AUM (Assets Under Management) | $ 45,493,862,358 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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