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JP

Jessica P. Pasquale

CURI CAPITAL
Raleigh, NC 27609
Some features on this profile are disabled
CRD#: 5915608
JP

Professional summary

Jessica Pierce Pasquale, CFP®, who also goes by Jessica Grace Pierce, Jessica Pierce Vester, is a registered financial advisor currently at CURI CAPITAL, LLC located in Raleigh, North Carolina and LION STREET FINANCIAL, LLC located in Austin, Texas.

Jessica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Jessica has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jessica Grace Pierce | Jessica Pierce Vester

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PIERCE PAINTS POSITION: Owner NATURE: Not an investment related business, Sole Proprietorship. I paint and sell original acrylic paintings INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 6809 Woodmere Drive, Raleigh NC 27612, United States DESCRIPTION: Paint and sell original acrylic paintings CURI CAPITAL WEALTH MANAGEMENT POSITION: Employee NATURE: Provide financial planning services to clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/04/2021 ADDRESS: 700 Spring Forest Road, STE 235, Raleigh NC 27609, United States DESCRIPTION: meet with clients and prospects to create financial plans with software E Money.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Pierce Pasquale's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 24, 2024 - Present

CURI CAPITAL, LLC

Office #1: 700 Spring Forest Road Suite 235, Raleigh, NC 27609
RIA
CRD#: 134249
Raleigh, NC
Current

April 13, 2022 - Present

LION STREET FINANCIAL, LLC

Office #1: 300 Colorado St Suite 2600, Austin, TX 78701
BD
CRD#: 165828
AUSTIN, TX
Past

November 23, 2021 - January 26, 2024

CURI CAPITAL

RIA
CRD#: 281133
RALEIGH, NC
Past

June 3, 2020 - October 15, 2021

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
Raleigh, NC
Past

June 3, 2020 - October 15, 2021

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
RALEIGH, NC
Past

August 6, 2015 - February 25, 2020

FIRST CITIZENS INVESTOR SERVICES, INC.

RIA
CRD#: 44430
Raleigh, NC
Past

August 6, 2015 - February 25, 2020

FIRST CITIZENS INVESTOR SERVICES, INC.

BD
CRD#: 44430
Raleigh, NC
Past

May 1, 2014 - July 24, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
RALEIGH, NC
Past

February 24, 2014 - July 24, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CURI CAPITAL, LLC
B CAPITAL MANAGEMENT, LLC | RMB JACOBUS | RMB CAPITAL MANAGEMENT, LLC | RMB CAPITAL MANAGEMENT | KDI | JB, A DIVISION OF RMB ASSET MANAGEMENT | IRONBRIDGE, A DIVISION OF RMB ASSET MANAGEMENT | CURI WEALTH MANAGEMENT | CURI RMB JACOBUS | CURI RMB CAPITAL, LLC | CURI RMB ASSET MANAGEMENT | CURI RETIREMENT SERVICES | CURI CAPITAL, LLC | CURI CAPITAL WEALTH BUILDER | CURI CAPITAL RETIREMENT PLAN SOLUTIONS

CRD#: 134249 / SEC#: 801-63939

RIA
Registered Investment Advisory firm - (2/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(1/24/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/30/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/24/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CURI CAPITAL, LLC
B CAPITAL MANAGEMENT, LLC | RMB JACOBUS | RMB CAPITAL MANAGEMENT, LLC | RMB CAPITAL MANAGEMENT | KDI | JB, A DIVISION OF RMB ASSET MANAGEMENT | IRONBRIDGE, A DIVISION OF RMB ASSET MANAGEMENT | CURI WEALTH MANAGEMENT | CURI RMB JACOBUS | CURI RMB CAPITAL, LLC | CURI RMB ASSET MANAGEMENT | CURI RETIREMENT SERVICES | CURI CAPITAL, LLC | CURI CAPITAL WEALTH BUILDER | CURI CAPITAL RETIREMENT PLAN SOLUTIONS

CRD#: 134249 / SEC#: 801-63939

RIA
Registered Investment Advisory firm - (2/15/2005 Approved)
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Contact information

Main Address
One North Wacker Drive Suite 3500, Chicago, IL 60606
Mailing Address
Phone number
(312) 993-5800
Established
Firm type
Fiscal year end
# of Employees
168

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

JULY 1, 2025 FORM ADV PART 2A CURI RMB CAPITAL, LLC (7/3/2025)

Regulatory assets under management

Total Number of Accounts13,209
AUM (Assets Under Management)$ 9,830,680,915

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
05/01/2025
Cover Page
Report
11/27/2024
Cover Page
Report
10/27/2023
Cover Page
Report
09/26/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CURI CAPITAL, LLC

CRD#: 134249Raleigh, NC 27609

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