JL
Jacob Luther
FIFTH THIRD SECURITIES
Saint Johns, FL 32259
Some features on this profile are disabled
CRD#: 5915075
JL
Professional summary
Jacob Luther, who also goes by Jacob Charles Luther, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Saint Johns, Florida.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jacob has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob Charles Luther
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Luther's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jacob Luther's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2024 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 775 County Road 210 W, Saint Johns, FL 32259Office #2: 52 Village Lake Drive, Ponte Vedra, FL 32081Office #3: 180 Bartram Market Drive, St. Johns, FL 32259Office #4: 500 Aia North, Ponte Vedra Beach, FL 32082Office #5: 11332 Apex Trail, Jacksonville, FL 32256Office #6: 144 Registry Blvd, St. Augustine, FL 32092Office #7: 2605 Sw 91st Street, Gainesville, FL 32608Office #8: 11683 San Jose Blvd, Jacksonville, FL 32223Office #9: 6703 103rd St, Jacksonville, FL 32210Office #10: 3642 University Boulevard West, Jacksonville, FL 32217Office #11: 5000-70 Highway 17 South, Orange Park, FL 32003Office #12: 9125 Merrill Road, Jacksonville, FL 32225Office #13: 9245 Atlantic Blvd, Jacksonville, FL 32225Office #14: 7753 Lem Turner Road, Jacksonville, FL 32208Office #15: 12608 Beach Blvd, Jacksonville, FL 32246Office #16: 4489 Town Center Parkway, Jacksonville, FL 32246RIA
BD
CRD#: 628
Saint Johns, FL
Current
June 20, 2024 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 775 County Road 210 W, Saint Johns, FL 32259Office #2: 52 Village Lake Drive, Ponte Vedra, FL 32081Office #3: 180 Bartram Market Drive, St. Johns, FL 32259Office #4: 500 Aia North, Ponte Vedra Beach, FL 32082Office #5: 11332 Apex Trail, Jacksonville, FL 32256Office #6: 144 Registry Blvd, St. Augustine, FL 32092Office #7: 2605 Sw 91st Street, Gainesville, FL 32608Office #8: 11683 San Jose Blvd, Jacksonville, FL 32223Office #9: 6703 103rd St, Jacksonville, FL 32210Office #10: 3642 University Boulevard West, Jacksonville, FL 32217Office #11: 5000-70 Highway 17 South, Orange Park, FL 32003Office #12: 9125 Merrill Road, Jacksonville, FL 32225Office #13: 9245 Atlantic Blvd, Jacksonville, FL 32225Office #14: 7753 Lem Turner Road, Jacksonville, FL 32208Office #15: 12608 Beach Blvd, Jacksonville, FL 32246Office #16: 4489 Town Center Parkway, Jacksonville, FL 32246RIA
BD
CRD#: 628
Saint Johns, FL
Past
August 23, 2018 - June 14, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
JACKSONVILLE, FL
Past
March 2, 2018 - June 14, 2024
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ORLANDO, FL
Past
August 19, 2016 - October 3, 2016
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
JACKSONVILLE, FL
Past
August 18, 2016 - October 3, 2016
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
JACKSONVILLE, FL
Past
September 9, 2011 - August 26, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
July 15, 2011 - August 26, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/24/2025)
RR
California(6/20/2024)
RR
Colorado(6/24/2024)
RR
Connecticut(6/24/2024)
RR
Florida(6/20/2024)
IAR
Florida(6/21/2024)
RR
Georgia(6/20/2024)
RR
Illinois(6/24/2024)
RR
Indiana(6/24/2024)
RR
Kentucky(6/24/2024)
RR
Minnesota(6/24/2024)
RR
New Jersey(6/24/2024)
RR
North Carolina(6/20/2024)
RR
Ohio(6/25/2024)
RR
Pennsylvania(6/24/2024)
RR
Puerto Rico(6/24/2024)
RR
South Carolina(6/20/2024)
RR
Tennessee(6/24/2024)
RR
Texas(6/24/2024)
RR
Virginia(6/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
34 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,349
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIFTH THIRD SECURITIES, INC.
CRD#: 628Saint Johns, FL 32259TRUST BUT VERIFY
Monitor Jacob Luther
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
