Matthew L. Igus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Laurence Igus, who also goes by Matthew L Igus, Matthew Laurence Igus, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2011. Matthew had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2022 - July 24, 2023
CITI PRIVATE ALTERNATIVES, LLC
March 28, 2022 - July 24, 2023
CITIGROUP GLOBAL MARKETS INC.
September 22, 2021 - October 18, 2021
CITI PRIVATE ALTERNATIVES, LLC
September 22, 2021 - July 24, 2023
CITIGROUP GLOBAL MARKETS INC.
April 29, 2021 - July 8, 2021
WELLS FARGO CLEARING SERVICES, LLC
February 27, 2018 - November 10, 2020
HSBC SECURITIES (USA) INC.
June 13, 2014 - January 26, 2018
PNC WEALTH MANAGEMENT LLC
January 4, 2014 - May 30, 2014
CITIGROUP GLOBAL MARKETS INC.
June 9, 2011 - October 9, 2012
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 4/29/2021
General Securities Representative ExaminationCurrent Firm
CITI PRIVATE ALTERNATIVES, LLC
CRD#: 153777 / SEC#: 801-71561, 8-69789
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP INVESTMENT PARTNERS | MEMBER | |
| CONWAY, JOHN JAMES | PRINCIPAL FINANCIAL OFFICER (FINOP) | 1584619 |
| DE ANDRADE, ROBERTO CARLOS | MANAGER | 5841299 |
| JEAN-BAPTISTE, ALEX | CHIEF COMPLIANCE OFFICER | 6828963 |
| ODONNELL, DANIEL GLENN | MANAGER | 3160132 |
| ODONNELL, NIALL | PRINCIPAL OPERATIONS OFFICER | 6830897 |
| REMAK, MICHAEL DAVID | CEO/MANAGER | 2914374 |
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 18,347,749,864 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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