Jeffrey T. Tolsma

TOLSMA INVESTMENTS

Bellevue, WA

Some features on this profile are disabled

CRD#: 5912252

Professional summary

Jeffrey Tiede Tolsma, CFP®, who also goes by Jeff Tiede Tolsma, Jeffrey Tolsma, is a registered financial advisor currently at TOLSMA INVESTMENTS, LLC located in Bellevue, Washington.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jeffrey has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Tiede Tolsma | Jeffrey Tolsma

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Tolsma is a licensed insurance agent in order to offer education and advice to his clients; he does not earn a commission or residual income for this service.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Tiede Tolsma's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

April 6, 2017 - Present

TOLSMA INVESTMENTS, LLC

RIA

CRD#: 287941

Bellevue, WA

Past

October 23, 2012 - March 6, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BELLEVUE, WA

Past

June 23, 2011 - March 6, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOLSMA INVESTMENTS, LLC

CRD#: 287941 / SEC#: 801-119037

RIA

Registered Investment Advisory firm - (7/13/2020 Approved)

Washington

Registered Investment Advisory firm - (9/17/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(4/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/16/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/1/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/22/2011

General Securities Representative Examination

Current Firm

TOLSMA INVESTMENTS, LLC

CRD#: 287941 / SEC#: 801-119037

RIA

Registered Investment Advisory firm - (7/13/2020 Approved)

Washington

Registered Investment Advisory firm - (9/17/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Bellevue, WA

Mailing Address

Phone number

(425) 458-3999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TOLSMA INVESTMENTS FORM ADV PART 2A & 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts	948
AUM (Assets Under Management)	$ 410,947,827

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey T. Tolsma

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Tiede Tolsma's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

TOLSMA INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/16/2012

Series 63

Date: 7/1/2011

SIE

Date: 3/6/2017

Series 7

Date: 6/22/2011

Current Firm

TOLSMA INVESTMENTS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOLSMA INVESTMENTS, LLC

TRUST BUT VERIFY

Similar Advisors